Data / Investment advisers / California / Franklin Advisers, Inc.
Franklin Advisers, Inc., San Mateo, CA: $509 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Franklin Advisers, Inc. is an SEC registered investment adviser with its main office in San Mateo, California and reports $509 billion in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include investment companies, pooled investment vehicles and individuals. It is paid through a percentage of assets under management and performance based fees. It advises 73 private funds.
The request: Watch Franklin Advisers, Inc. (CRD number 104517): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 104517
- SEC file number
- 801-26292
- SEC status
- Approved, effective January 30, 1986
- Main office
- One Franklin Parkway Building 970, 1st Floor, San Mateo, CA 94403
- Phone
- (650) 312-3000
- Website
- ftinstitutionalapac.com
- Regulatory AUM
- $509,453,414,941 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $506,504,461,638
- Non discretionary AUM
- $2,948,953,303
- Accounts
- 25,018
- Employees
- 384, of which 272 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 73: 51 private equity funds, 13 hedge funds, 6 securitized asset funds, 2 liquidity funds, 1 other private fund
- Gross assets of private funds
- $7,162,728,434
- Other offices
- 6
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 254 | $368.10 billion |
| Pooled investment vehicles | 263 | $98.21 billion |
| Individuals (other than high net worth individuals) | 22,641 | $14.81 billion |
| Sovereign wealth funds and foreign official institutions | 20 | $8.58 billion |
| Pension and profit sharing plans | 255 | $6.01 billion |
| Insurance companies | 18 | $5.11 billion |
| High net worth individuals | 382 | $3.07 billion |
| Other investment advisers | 83 | $2.92 billion |
| Corporations or other businesses | 823 | $1.60 billion |
| Charitable organizations | 139 | $465.2 million |
| State or municipal government entities | 6 | $70.8 million |
| Banking or thrift institutions | 13 | $21 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $509.45 billion | December 23, 2025 |
| December 1, 2025 | $467.02 billion | October 3, 2025 |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fuller & Thaler Asset Management Inc | San Mateo | $30.25 billion | Not listed | adviserinfo.sec.gov |
| Westbridge Capital US Advisors, LP | San Mateo | $7.86 billion | 7 | adviserinfo.sec.gov |
| Tribe Capital | San Mateo | $3.44 billion | 81 | adviserinfo.sec.gov |
| Sumeru Equity Partners | San Mateo | $3.37 billion | 9 | adviserinfo.sec.gov |
| Sunstone Partners | San Mateo | $1.59 billion | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Franklin Advisers, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.