Data / Investment advisers / New York / UBS Asset Management (Americas) LLC
UBS Asset Management (Americas) LLC, New York, NY: $588 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
UBS Asset Management (Americas) LLC is an SEC registered investment adviser with its main office in New York, New York and reports $588 billion in regulatory assets under management in its Form ADV filed July 31, 2026. Its clients include pooled investment vehicles, high net worth individuals and investment companies. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 139 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 106838
- SEC file number
- 801-34910
- SEC status
- Approved, effective September 11, 1989
- Main office
- 1285 Avenue of the Americas, New York, NY 10019
- Phone
- (212) 713-2000
- Regulatory AUM
- $588,219,618,121 in the Form ADV filed July 31, 2026
- Discretionary AUM
- $563,949,029,253
- Non discretionary AUM
- $24,270,588,868
- Accounts
- 433,784
- Employees
- 574, of which 260 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 139: 64 securitized asset funds, 31 hedge funds, 29 private equity funds, 10 other private funds, 4 liquidity funds, 1 real estate fund
- Gross assets of private funds
- $37,424,433,180
- Other offices
- 15
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, civil court actions
- Latest Form ADV filing
- July 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 360 | $184.41 billion |
| High net worth individuals | 88,963 | $105.17 billion |
| Investment companies | 62 | $96.19 billion |
| Individuals (other than high net worth individuals) | 326,365 | $95.93 billion |
| Sovereign wealth funds and foreign official institutions | 18 | $50.62 billion |
| Corporations or other businesses | 13,703 | $28.45 billion |
| State or municipal government entities | 141 | $9.41 billion |
| Insurance companies | 191 | $4.47 billion |
| Charitable organizations | 2,743 | $4.32 billion |
| Pension and profit sharing plans | 14 | $3.12 billion |
| Other investment advisers | 7 | $1.83 billion |
| Banking or thrift institutions | 1,168 | $1.42 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $588.22 billion | March 31, 2026 |
| December 1, 2025 | $542.25 billion | August 27, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Blackrock Financial Management, Inc | New York | $1.60 trillion | 352 | adviserinfo.sec.gov |
| Blackrock Advisors, LLC | New York | $1.10 trillion | Not listed | adviserinfo.sec.gov |
| Millennium Management LLC | New York | $720.85 billion | 10 | adviserinfo.sec.gov |
| Apollo Capital Management, L.P. | New York | $718.48 billion | 714 | adviserinfo.sec.gov |
| Morgan Stanley Investment Management Inc. | New York | $702.25 billion | 14 | adviserinfo.sec.gov |
| J.P. Morgan Private Investments Inc. | New York | $469.98 billion | 75 | adviserinfo.sec.gov |
| J.P. Morgan Securities LLC | New York | $429.69 billion | Not listed | adviserinfo.sec.gov |
| BNY Mellon Investment Adviser, Inc. | New York | $419.46 billion | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- UBS Asset Management (Americas) LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.