Data / Investment advisers / New York / BNY Mellon Investment Adviser, Inc.
BNY Mellon Investment Adviser, Inc., New York, NY: $419 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
BNY Mellon Investment Adviser, Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $419 billion in regulatory assets under management in its Form ADV filed September 21, 2026. Its clients include investment companies and pooled investment vehicles. It is paid through a percentage of assets under management. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 105642
- SEC file number
- 801-8147
- SEC status
- Approved, effective December 10, 1971
- Main office
- 240 Greenwich Street, New York, NY 10286
- Phone
- (212) 922-6273
- Website
- bny.com
- Regulatory AUM
- $419,461,366,421 in the Form ADV filed September 21, 2026
- Discretionary AUM
- $419,461,366,421
- Accounts
- 91
- Employees
- 69, of which 14 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Private funds
- 5: 5 other private funds
- Gross assets of private funds
- $10,943,349,093
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- September 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 82 | $405.79 billion |
| Pooled investment vehicles | 9 | $13.67 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $419.46 billion | March 30, 2026 |
| December 1, 2025 | $365.42 billion | September 20, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Apollo Capital Management, L.P. | New York | $718.48 billion | 714 | adviserinfo.sec.gov |
| Morgan Stanley Investment Management Inc. | New York | $702.25 billion | 14 | adviserinfo.sec.gov |
| UBS Asset Management (Americas) LLC | New York | $588.22 billion | 139 | adviserinfo.sec.gov |
| J.P. Morgan Private Investments Inc. | New York | $469.98 billion | 75 | adviserinfo.sec.gov |
| J.P. Morgan Securities LLC | New York | $429.69 billion | Not listed | adviserinfo.sec.gov |
| Kohlberg Kravis Roberts & Co. L.P. | New York | $399.90 billion | 630 | adviserinfo.sec.gov |
| Neuberger Berman Investment Advisers LLC | New York | $398.65 billion | 71 | adviserinfo.sec.gov |
| Nyl Investors LLC | New York | $329.20 billion | 17 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- BNY Mellon Investment Adviser, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.