Data / Investment advisers / Resolution Capital Limited
Resolution Capital Limited, Sydney, NSW, Australia: $8.4 billion AUM, SEC registered investment adviser
Resolution Capital Limited is an SEC registered investment adviser with its main office in Sydney, NSW, Australia and reports $8.4 billion in regulatory assets under management in its Form ADV filed September 28, 2026. Its clients include pooled investment vehicles, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 142409
- SEC file number
- 801-67600
- SEC status
- Approved, effective March 7, 2007
- Main office
- Level 31 20 Bond Street, Sydney, NSW, Australia 2000
- Phone
- 61 2 8258 9188
- Website
- rescap.com
- Regulatory AUM
- $8,403,725,183 in the Form ADV filed September 28, 2026
- Discretionary AUM
- $8,403,725,183
- Accounts
- 25
- Employees
- 26, of which 18 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 11 | $5.49 billion |
| Corporations or other businesses | 8 | $1.61 billion |
| Pension and profit sharing plans | 5 | $1.05 billion |
| State or municipal government entities | Fewer than 5 | $264.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $8.40 billion | September 28, 2026 |
| December 1, 2025 | $9.39 billion | September 25, 2025 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving corporations and other businesses
- Resolution Capital Limited on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.