Data / Investment advisers / New York / Clearbridge Investments, LLC
Clearbridge Investments, LLC, New York, NY: $185 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Clearbridge Investments, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $185 billion in regulatory assets under management in its Form ADV filed August 28, 2026. Its clients include investment companies, individuals and other investment advisers. It is paid through a percentage of assets under management and performance based fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 137028
- SEC file number
- 801-64710
- SEC status
- Approved, effective September 30, 2005
- Main office
- One Madison Avenue 18th Floor, New York, NY 10010
- Phone
- (212) 805-2000
- Website
- clearbridge.com
- Regulatory AUM
- $184,809,812,930 in the Form ADV filed August 28, 2026
- Discretionary AUM
- $141,544,336,360
- Non discretionary AUM
- $43,265,476,570
- Accounts
- 12,530
- Employees
- 210, of which 71 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 4: 3 hedge funds, 1 other private fund
- Gross assets of private funds
- $69,071,336
- Other offices
- 8
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- August 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 44 | $74.57 billion |
| Individuals (other than high net worth individuals) | 122,494 | $47.40 billion |
| Other investment advisers | 68 | $42.80 billion |
| Pooled investment vehicles | 47 | $11.01 billion |
| Pension and profit sharing plans | 469 | $2.63 billion |
| Corporations or other businesses | 659 | $2.50 billion |
| Charitable organizations | 244 | $1.53 billion |
| High net worth individuals | 452 | $1.32 billion |
| Insurance companies | 3 | $445.4 million |
| Banking or thrift institutions | 33 | $313.9 million |
| State or municipal government entities | 17 | $276.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $184.81 billion | December 18, 2025 |
| December 1, 2025 | $180.79 billion | April 22, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Squarepoint Ops LLC | New York | $226.98 billion | 11 | adviserinfo.sec.gov |
| Schonfeld Strategic Advisors LLC | New York | $225.25 billion | 39 | adviserinfo.sec.gov |
| Jennison Associates | New York | $214.84 billion | 12 | adviserinfo.sec.gov |
| D. E. Shaw & Co., L.P. | New York | $213.36 billion | 13 | adviserinfo.sec.gov |
| DWS Investment Management Americas, Inc. | New York | $199.66 billion | 4 | adviserinfo.sec.gov |
| Blackstone Isg-I Advisors L.L.C. | New York | $183.53 billion | 6 | adviserinfo.sec.gov |
| Mariner Investment Group, LLC | New York | $176.31 billion | 17 | adviserinfo.sec.gov |
| HPS Investment Partners, LLC | New York | $175.72 billion | 253 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving individuals
- Advisers that manage private funds
- Clearbridge Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.