Data / Investment advisers / Missouri / Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated, St Louis, MO: $198 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stifel, Nicolaus & Company, Incorporated is an SEC registered investment adviser with its main office in St Louis, Missouri and reports $198 billion in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and commissions. It advises 22 private funds.
The request: Watch Stifel, Nicolaus & Company, Incorporated (CRD number 793): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 793
- SEC file number
- 801-10746
- SEC status
- Approved, effective May 7, 1975
- Main office
- 501 N Broadway, St Louis, MO 63102
- Phone
- (314) 342-2000
- Website
- fitzgeraldrobertswmg.com
- Regulatory AUM
- $197,532,233,502 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $126,839,531,130
- Non discretionary AUM
- $70,692,702,372
- Accounts
- 394,160
- Employees
- 6,478, of which 3,079 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Private funds
- 22: 21 other private funds, 1 venture capital fund
- Gross assets of private funds
- $367,284,917
- Other offices
- 517
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73,687 | $137.41 billion |
| Individuals (other than high net worth individuals) | 156,989 | $41.03 billion |
| Corporations or other businesses | 1,967 | $6.21 billion |
| Charitable organizations | 1,426 | $5.35 billion |
| Banking or thrift institutions | 551 | $2.68 billion |
| Pension and profit sharing plans | 1,481 | $2.57 billion |
| State or municipal government entities | 47 | $1.75 billion |
| Pooled investment vehicles | 22 | $367.3 million |
| Sovereign wealth funds and foreign official institutions | 13 | $135 million |
| Insurance companies | Fewer than 5 | $31.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $197.53 billion | March 31, 2026 |
| December 1, 2025 | $171.21 billion | November 18, 2025 |
Other advisers in St. Louis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Edward Jones | St. Louis | $1.01 trillion | Not listed | adviserinfo.sec.gov |
| Wells Fargo Advisors | St. Louis | $671.42 billion | Not listed | adviserinfo.sec.gov |
| Nisa Investment Advisors, LLC | St. Louis | $343.89 billion | 3 | adviserinfo.sec.gov |
| Wells Fargo Advisors | St. Louis | $252.25 billion | Not listed | adviserinfo.sec.gov |
| Olive Street Investment Advisers, LLC | St. Louis | $203.76 billion | Not listed | adviserinfo.sec.gov |
| Focus Partners Wealth, LLC | St. Louis | $181.86 billion | 26 | adviserinfo.sec.gov |
| Moneta Group Investment Advisors, LLC | St. Louis | $50.54 billion | Not listed | adviserinfo.sec.gov |
| Ascension Investment Management | St. Louis | $42.41 billion | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Louis, MO
- Investment advisers in Missouri
- Advisers with Over $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Stifel, Nicolaus & Company, Incorporated on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.