Data / Investment advisers / Puerto Rico / Popular Securities, LLC
Popular Securities, LLC, Hato Rey, PR: $2.6 billion AUM, SEC registered investment adviser
Popular Securities, LLC is an SEC registered investment adviser with its main office in Hato Rey, Puerto Rico and reports $2.6 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include corporations and other businesses, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 8096
- SEC file number
- 801-57928
- SEC status
- Approved, effective September 29, 2000
- Main office
- Popular Center, 208 Ponce de Leon Suite 1200, Hato Rey, PR 00918
- Phone
- (787) 758-7400
- Website
- popular.com
- Regulatory AUM
- $2,620,503,498 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $2,144,140,822
- Non discretionary AUM
- $476,362,676
- Accounts
- 2,767
- Employees
- 91, of which 45 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Other offices
- 8
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 538 | $1.50 billion |
| High net worth individuals | 376 | $458.1 million |
| Pension and profit sharing plans | 486 | $436.3 million |
| Individuals (other than high net worth individuals) | 1,000 | $226.9 million |
| Charitable organizations | 3 | $4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.62 billion | March 31, 2026 |
| December 1, 2025 | $2.26 billion | July 8, 2025 |
Other advisers in Puerto Rico
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Catalyst Capital Advisors LLC | San Juan | $10.30 billion | Not listed | adviserinfo.sec.gov |
| Applied Finance Capital Management, LLC | San Juan | $4.44 billion | Not listed | adviserinfo.sec.gov |
| Popular Asset Management | San Juan | $3.71 billion | 1 | adviserinfo.sec.gov |
| Rational Advisors, Inc. | San Juan | $2.56 billion | 1 | adviserinfo.sec.gov |
| Long Focus Capital Management LLC | San Juan | $2.44 billion | 1 | adviserinfo.sec.gov |
| Swan Global Management | Humacao | $2.39 billion | Not listed | adviserinfo.sec.gov |
| Mission Prime LLC | Guaynabo | $2.35 billion | Not listed | adviserinfo.sec.gov |
| Troluce Capital Advisors LLC | Dorado | $2.24 billion | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Puerto Rico
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving corporations and other businesses
- Advisers serving high net worth individuals
- Popular Securities, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.