Data / Investment advisers / North Carolina / Captrust
Captrust, Raleigh, NC: $1.2 trillion AUM, SEC registered investment adviser
Captrust is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $1.2 trillion in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include pension and profit sharing plans, high net worth individuals and state and municipal governments. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 17 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 175112
- SEC file number
- 801-62193
- SEC status
- Approved, effective July 11, 2003
- Legal name
- Capfinancial Partners, LLC
- Main office
- 4208 Six Forks Rd Suite 1700, Raleigh, NC 27609
- Phone
- (919) 870-6822
- Website
- captrust.com
- Regulatory AUM
- $1,236,704,853,633 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $320,175,961,012
- Non discretionary AUM
- $916,528,892,621
- Accounts
- 146,777
- Employees
- 1,841, of which 885 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 17: 12 real estate funds, 3 other private funds, 2 private equity funds
- Gross assets of private funds
- $223,032,285
- Other offices
- 96
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 3,523 | $1.07 trillion |
| High net worth individuals | 18,154 | $89.36 billion |
| State or municipal government entities | 49 | $36.55 billion |
| Charitable organizations | 232 | $25.08 billion |
| Individuals (other than high net worth individuals) | 19,698 | $6.61 billion |
| Corporations or other businesses | 67 | $5.91 billion |
| Insurance companies | 10 | $1.38 billion |
| Pooled investment vehicles | 17 | $224.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.24 trillion | March 27, 2026 |
| December 1, 2025 | $1.08 trillion | November 11, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| QHP Capital, L.P. | Raleigh | $4.57 billion | 15 | adviserinfo.sec.gov |
| Plexus Capital | Raleigh | $3.77 billion | 17 | adviserinfo.sec.gov |
| Guardian Wealth Advisors, LLC | Raleigh | $2.74 billion | Not listed | adviserinfo.sec.gov |
| First Citizens Investor Services, Inc. | Raleigh | $2.63 billion | Not listed | adviserinfo.sec.gov |
| Capital Investment Advisory Services, LLC | Raleigh | $2.39 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with Over $100 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Captrust on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.