Data / Investment advisers / North Carolina / First Citizens Investor Services, Inc.
First Citizens Investor Services, Inc., Raleigh, NC: $2.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
First Citizens Investor Services, Inc. is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $2.6 billion in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch First Citizens Investor Services, Inc. (CRD number 44430): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 44430
- SEC file number
- 801-57302
- SEC status
- Approved, effective February 22, 2000
- Main office
- 8540 Colonnade Center Drive, Raleigh, NC 27615
- Phone
- (800) 229-0205
- Website
- firstcitizens.com
- Regulatory AUM
- $2,626,080,185 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $3,153,383
- Non discretionary AUM
- $2,622,926,802
- Accounts
- 7,645
- Employees
- 352, of which 164 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 111
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 6,918 | $1.59 billion |
| High net worth individuals | 645 | $1.02 billion |
| Corporations or other businesses | 82 | $20.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.63 billion | March 31, 2026 |
| December 1, 2025 | $2.10 billion | November 18, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Captrust | Raleigh | $1.24 trillion | 17 | adviserinfo.sec.gov |
| QHP Capital, L.P. | Raleigh | $4.57 billion | 15 | adviserinfo.sec.gov |
| Plexus Capital | Raleigh | $3.77 billion | 17 | adviserinfo.sec.gov |
| Guardian Wealth Advisors, LLC | Raleigh | $2.74 billion | Not listed | adviserinfo.sec.gov |
| Capital Investment Advisory Services, LLC | Raleigh | $2.39 billion | Not listed | adviserinfo.sec.gov |
| Tiverton Advisors, LLC | Raleigh | $2.14 billion | 8 | adviserinfo.sec.gov |
| Halifax Investment Management, L.L.C. | Raleigh | $1.90 billion | 8 | adviserinfo.sec.gov |
| Financial Symmetry Inc. | Raleigh | $1.54 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- First Citizens Investor Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.