Data / Investment advisers / Florida / Raymond James Financial Services Advisors, Inc
Raymond James Financial Services Advisors, Inc, Saint Petersburg, FL: $390 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Raymond James Financial Services Advisors, Inc is an SEC registered investment adviser with its main office in Saint Petersburg, Florida and reports $390 billion in regulatory assets under management in its Form ADV filed October 19, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 149018
- SEC file number
- 801-69815
- SEC status
- Approved, effective December 23, 2008
- Main office
- 880 Carillon Parkway, Saint Petersburg, FL 33716
- Phone
- (727) 567-3020
- Website
- raymondjames.com
- Regulatory AUM
- $390,042,864,529 in the Form ADV filed October 19, 2026
- Discretionary AUM
- $171,744,014,440
- Non discretionary AUM
- $218,298,850,089
- Accounts
- 1,107,860
- Employees
- 9,675, of which 6,024 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions, other fees
- Other offices
- 3,629
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, other Item 11 matters
- Latest Form ADV filing
- October 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 91,402 | $230.85 billion |
| Individuals (other than high net worth individuals) | 402,577 | $115.33 billion |
| Pension and profit sharing plans | 8,500 | $26.97 billion |
| Corporations or other businesses | 5,554 | $15.46 billion |
| Insurance companies | 74 | $688 million |
| Charitable organizations | 107 | $343.8 million |
| Banking or thrift institutions | 203 | $313.8 million |
| State or municipal government entities | 22 | $95.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $390.04 billion | December 23, 2025 |
| December 1, 2025 | $344.87 billion | November 7, 2025 |
Other advisers in Florida
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Citadel Advisors LLC | Miami | $570.62 billion | 37 | adviserinfo.sec.gov |
| Raymond James & Associates, Inc. | St. Petersburg | $500.96 billion | Not listed | adviserinfo.sec.gov |
| Corient | Miami | $165.25 billion | Not listed | adviserinfo.sec.gov |
| GQG Partners | Fort Lauderdale | $163.86 billion | 6 | adviserinfo.sec.gov |
| Elliott Investment Management L.P. | West Palm Beach | $128.62 billion | 13 | adviserinfo.sec.gov |
| Sanders Capital, LLC | West Palm Beach | $122.18 billion | 3 | adviserinfo.sec.gov |
| Lighthouse Investment Partners, LLC | Palm Beach Gardens | $107.45 billion | 139 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Florida
- Advisers with Over $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Raymond James Financial Services Advisors, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.