Data / Investment advisers / North Carolina / Barings LLC
Barings LLC, Charlotte, NC: $393 billion AUM, SEC registered investment adviser
Barings LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $393 billion in regulatory assets under management in its Form ADV filed August 11, 2026. Its clients include insurance companies, pooled investment vehicles and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 91 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 106006
- SEC file number
- 801-241
- SEC status
- Approved, effective November 1, 1940
- Main office
- 300 S. Tryon Street Suite 2500, Charlotte, NC 28202
- Phone
- (704) 805-7200
- Regulatory AUM
- $392,753,494,474 in the Form ADV filed August 11, 2026
- Discretionary AUM
- $380,661,609,827
- Non discretionary AUM
- $12,091,884,647
- Accounts
- 417
- Employees
- 1,101, of which 465 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 91: 54 securitized asset funds, 14 other private funds, 13 private equity funds, 6 real estate funds, 4 hedge funds
- Gross assets of private funds
- $30,202,782,653
- Other offices
- 10
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- August 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 108 | $286.37 billion |
| Pooled investment vehicles | 210 | $73.09 billion |
| Pension and profit sharing plans | 43 | $13.02 billion |
| Business development companies | 4 | $8.22 billion |
| Investment companies | 36 | $7.77 billion |
| Banking or thrift institutions | 7 | $2.34 billion |
| Corporations or other businesses | 9 | $1.94 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $392.75 billion | March 30, 2026 |
| December 1, 2025 | $345.21 billion | May 22, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Allspring Global Investments, LLC | Charlotte | $475.78 billion | 14 | adviserinfo.sec.gov |
| Allspring Funds Management, LLC | Charlotte | $324.65 billion | Not listed | adviserinfo.sec.gov |
| Brighthouse Investment Advisers, LLC | Charlotte | $132.63 billion | Not listed | adviserinfo.sec.gov |
| Sterling Capital Management LLC | Charlotte | $69.23 billion | Not listed | adviserinfo.sec.gov |
| Wells Fargo Investment Institute, Inc. | Charlotte | $43.00 billion | Not listed | adviserinfo.sec.gov |
| Alight Financial Advisors, LLC | Charlotte | $35.05 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with Over $100 billion in AUM
- Advisers serving insurance companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Barings LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.