Data / Investment advisers / North Carolina / Allspring Global Investments, LLC
Allspring Global Investments, LLC, Charlotte, NC: $476 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Allspring Global Investments, LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $476 billion in regulatory assets under management in its Form ADV filed May 13, 2026. Its clients include investment companies, insurance companies and state and municipal governments. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 14 private funds.
The request: Watch Allspring Global Investments, LLC (CRD number 104973): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 104973
- SEC file number
- 801-21122
- SEC status
- Approved, effective April 27, 1984
- Main office
- 1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
- Phone
- (833) 289-5038
- Website
- open.spotify.com
- Regulatory AUM
- $475,780,527,170 in the Form ADV filed May 13, 2026
- Discretionary AUM
- $475,766,705,753
- Non discretionary AUM
- $13,821,417
- Accounts
- 11,055
- Employees
- 956, of which 301 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 14: 14 other private funds
- Gross assets of private funds
- $5,839,060,523
- Other offices
- 10
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 40 | $339.94 billion |
| Insurance companies | 125 | $41.44 billion |
| State or municipal government entities | 65 | $25.26 billion |
| Pension and profit sharing plans | 78 | $21.13 billion |
| Corporations or other businesses | 424 | $14.90 billion |
| Pooled investment vehicles | 8 | $13.58 billion |
| Charitable organizations | 501 | $10.02 billion |
| High net worth individuals | 1,893 | $5.70 billion |
| Individuals (other than high net worth individuals) | 7,267 | $2.90 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $918.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $475.78 billion | March 26, 2026 |
| December 1, 2025 | $457.47 billion | July 2, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Barings LLC | Charlotte | $392.75 billion | 91 | adviserinfo.sec.gov |
| Allspring Funds Management, LLC | Charlotte | $324.65 billion | Not listed | adviserinfo.sec.gov |
| Brighthouse Investment Advisers, LLC | Charlotte | $132.63 billion | Not listed | adviserinfo.sec.gov |
| Sterling Capital Management LLC | Charlotte | $69.23 billion | Not listed | adviserinfo.sec.gov |
| Wells Fargo Investment Institute, Inc. | Charlotte | $43.00 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving insurance companies
- Advisers that manage private funds
- Allspring Global Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.