Data / Investment advisers / Neuberger Berman Canada Ulc
Neuberger Berman Canada Ulc, Toronto, Ontario, Canada: $12.4 billion AUM, SEC registered investment adviser
Neuberger Berman Canada Ulc is an SEC registered investment adviser with its main office in Toronto, Ontario, Canada and reports $12.4 billion in regulatory assets under management in its Form ADV filed April 14, 2026. Its clients include high net worth individuals, pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 284803
- SEC file number
- 801-108509
- SEC status
- Approved, effective October 24, 2016
- Main office
- 181 Bay Street Suite 815, Toronto, Ontario, Canada M5J 2V1
- Phone
- (416) 883-6904
- Regulatory AUM
- $12,393,087,315 in the Form ADV filed April 14, 2026
- Discretionary AUM
- $12,393,087,315
- Accounts
- 3,365
- Employees
- 27, of which 13 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $358,365,616
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- April 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 899 | $4.05 billion |
| Pooled investment vehicles | 26 | $3.12 billion |
| Corporations or other businesses | 392 | $2.41 billion |
| Individuals (other than high net worth individuals) | 1,993 | $796.4 million |
| Insurance companies | 2 | $729 million |
| Investment companies | 4 | $414.6 million |
| Charitable organizations | 28 | $336.2 million |
| Sovereign wealth funds and foreign official institutions | 2 | $305 million |
| Pension and profit sharing plans | 14 | $212.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $12.39 billion | March 31, 2026 |
| December 1, 2025 | $11.74 billion | March 31, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Neuberger Berman Canada Ulc on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.