Data / Investment advisers / Pennsylvania / Nomura Investment Management Business Trust
Nomura Investment Management Business Trust, Philadelphia, PA: $144 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Nomura Investment Management Business Trust is an SEC registered investment adviser with its main office in Philadelphia, Pennsylvania and reports $144 billion in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include investment companies, insurance companies and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
The request: Watch Nomura Investment Management Business Trust (CRD number 105390): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105390
- SEC file number
- 801-32108
- SEC status
- Approved, effective May 31, 1988
- Main office
- 610 Market Street, Philadelphia, PA 19106
- Phone
- (215) 531-6700
- Website
- nomuraassetmanagement.com
- Regulatory AUM
- $144,044,874,720 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $144,044,874,720
- Accounts
- 290
- Employees
- 778, of which 219 give investment advice
- Form of organization
- Statutory Trust
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $43,055,228
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 112 | $91.54 billion |
| Insurance companies | 6 | $34.95 billion |
| Pooled investment vehicles | 51 | $4.96 billion |
| Corporations or other businesses | 45 | $4.39 billion |
| State or municipal government entities | 15 | $3.43 billion |
| Pension and profit sharing plans | 14 | $1.52 billion |
| High net worth individuals | 25 | $1.40 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $1.03 billion |
| Individuals (other than high net worth individuals) | 7 | $715.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $144.04 billion | June 29, 2026 |
| December 1, 2025 | $164.32 billion | June 27, 2025 |
Other advisers in Philadelphia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Janney Montgomery Scott LLC | Philadelphia | $110.11 billion | Not listed | adviserinfo.sec.gov |
| Brandywine Global Investment Management, LLC | Philadelphia | $65.44 billion | 15 | adviserinfo.sec.gov |
| Abrdn Inc. | Philadelphia | $41.48 billion | 25 | adviserinfo.sec.gov |
| Clark Capital Management Group Inc | Philadelphia | $35.69 billion | Not listed | adviserinfo.sec.gov |
| Xponance LLC | Philadelphia | $24.27 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Philadelphia, PA
- Investment advisers in Pennsylvania
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving insurance companies
- Advisers that manage private funds
- Nomura Investment Management Business Trust on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.