Data / Investment advisers / New York / Cerity Partners Retirement Plan Consultants
Cerity Partners Retirement Plan Consultants, New York, NY: $40.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cerity Partners Retirement Plan Consultants is an SEC registered investment adviser with its main office in New York, New York and reports $40.3 billion in regulatory assets under management in its Form ADV filed October 19, 2026. Its clients include pension and profit sharing plans, corporations and other businesses and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Cerity Partners Retirement Plan Consultants (CRD number 164198): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 164198
- SEC file number
- 801-76705
- SEC status
- Approved, effective May 29, 2012
- Legal name
- Cerity Partners Retirement Plan Advisors LLC
- Main office
- 99 Park Avenue 16th Floor, New York, NY 10016
- Phone
- (212) 850-4260
- Regulatory AUM
- $40,253,232,272 in the Form ADV filed October 19, 2026
- Discretionary AUM
- $17,022,645,280
- Non discretionary AUM
- $23,230,586,992
- Accounts
- 914
- Employees
- 193, of which 153 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 33
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 821 | $31.93 billion |
| Corporations or other businesses | 5 | $4.81 billion |
| Charitable organizations | 20 | $3.38 billion |
| State or municipal government entities | 4 | $133.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $40.25 billion | April 21, 2026 |
| April 1, 2026 | $20.82 billion | March 31, 2026 |
| December 1, 2025 | $18.95 billion | October 31, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Apogem Capital LLC | New York | $43.82 billion | 114 | adviserinfo.sec.gov |
| Element Capital Management LLC | New York | $43.43 billion | 3 | adviserinfo.sec.gov |
| Sunamerica Asset Management, LLC | New York | $42.16 billion | Not listed | adviserinfo.sec.gov |
| Ninety One North America, Inc. | New York | $41.47 billion | 9 | adviserinfo.sec.gov |
| Blackstone Tactical Opportunities Advisors L.L.C. | New York | $40.36 billion | 103 | adviserinfo.sec.gov |
| D1 Capital Partners L.P. | New York | $40.16 billion | 25 | adviserinfo.sec.gov |
| Bamco, Inc. | New York | $39.51 billion | Not listed | adviserinfo.sec.gov |
| Copenhagen Infrastructure Partners Inc. | New York | $39.35 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving corporations and other businesses
- Cerity Partners Retirement Plan Consultants on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.