Data / Investment advisers / Serving corporations and other businesses / Connecticut

Investment advisers in Connecticut serving corporations and other businesses: 133 firms

Name: Investment advisers in Connecticut serving corporations and other businesses: Form ADV data
Creator: SpecStream
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133 SEC registered investment advisers with a main office in Connecticut report corporations and other businesses among their clients in Form ADV item 5.D, and together they attribute $77.8 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Voya Retirement Advisors, LLC.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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133Advisers
$77.8 billionAUM from this client type
131Advisers over $100 million
November 2, 2026File date

Advisers in Connecticut serving corporations and other businesses

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Voya Retirement Advisors, LLC	Windsor	7,427	$27.89 billion	$37.47 billion	adviserinfo.sec.gov
Usi Advisors	Glastonbury	297	$10.59 billion	$56.28 billion	adviserinfo.sec.gov
Spectrum Asset Management, Inc.	Stamford	50	$5.42 billion	$18.30 billion	adviserinfo.sec.gov
Sagard Private Equity Solutions	Greenwich	2	$4.68 billion	$9.41 billion	adviserinfo.sec.gov
Compass Group Management LLC	Westport	Fewer than 5	$3.04 billion	$3.04 billion	adviserinfo.sec.gov
Symetra Investment Management Company	Farmington	2	$2.42 billion	$88.78 billion	adviserinfo.sec.gov
Chilton Investment Services, LLC	Stamford	139	$1.97 billion	$8.15 billion	adviserinfo.sec.gov
O'shaughnessy Asset Management, LLC	Stamford	344	$1.81 billion	$19.78 billion	adviserinfo.sec.gov
Edgewood Management LLC	Greenwich	131	$1.77 billion	$21.52 billion	adviserinfo.sec.gov
Steward Partners Investment Advisory, LLC	Stamford	408	$1.25 billion	$36.73 billion	adviserinfo.sec.gov
Ge Vernova Investment Advisers, LLC	Stamford	1	$1.24 billion	$1.24 billion	adviserinfo.sec.gov
Greenwich Wealth Management, LLC	Greenwich	20	$1.16 billion	$3.52 billion	adviserinfo.sec.gov
Cigna Investments, Inc.	Bloomfield	32	$1.03 billion	$25.76 billion	adviserinfo.sec.gov
Hildene Capital Management	Stamford	Fewer than 5	$786.3 million	$20.18 billion	adviserinfo.sec.gov
Osaic Institutions, Inc.	Meriden	255	$752.7 million	$6.49 billion	adviserinfo.sec.gov
Contrarian Capital Management LLC	Greenwich	1	$671.2 million	$4.79 billion	adviserinfo.sec.gov
One River Asset Management, LLC	Stamford	Fewer than 5	$639.6 million	$2.39 billion	adviserinfo.sec.gov
Coinbase Asset Management, LLC	Stamford	Fewer than 5	$632.7 million	$840.5 million	adviserinfo.sec.gov
New Edge Wealth	Stamford	38	$544.3 million	$19.93 billion	adviserinfo.sec.gov
Conning, Inc.	Hartford	9	$538.7 million	$106.90 billion	adviserinfo.sec.gov
Castlekeep Investment Advisors	Westport	32	$467 million	$920.8 million	adviserinfo.sec.gov
Discerene Group LP	Stamford	Fewer than 5	$446.3 million	$2.53 billion	adviserinfo.sec.gov
Bradley Foster & Sargent Inc	Hartford	32	$426.3 million	$9.07 billion	adviserinfo.sec.gov
Altrinsic Global Advisors, LLC	Stamford	Fewer than 5	$409.4 million	$12.22 billion	adviserinfo.sec.gov
Phraction Management LLC	Colchester	23	$383.1 million	$625.5 million	adviserinfo.sec.gov
Gamco Asset Management Inc.	Greenwich	68	$364.7 million	$11.69 billion	adviserinfo.sec.gov
Coliseum Capital Management, LLC	Rowayton	1	$361.1 million	$2.27 billion	adviserinfo.sec.gov
Procyon	Shelton	103	$350.5 million	$9.20 billion	adviserinfo.sec.gov
Sprott Asset Management USA Inc.	Darien	184	$326.1 million	$10.12 billion	adviserinfo.sec.gov
Long Path Partners, LP	Stamford	10	$318.6 million	$1.73 billion	adviserinfo.sec.gov
Hartford Investment Management Company	Hartford	Fewer than 5	$254.8 million	$123.58 billion	adviserinfo.sec.gov
Virtus Fixed Income Advisers, LLC	Hartford	7	$240.1 million	$34.91 billion	adviserinfo.sec.gov
Eagle Point Credit Management LLC	Greenwich	Fewer than 5	$224.4 million	$13.24 billion	adviserinfo.sec.gov
Clinton Investment Management, LLC	Stamford	48	$221 million	$3.91 billion	adviserinfo.sec.gov
Virtus Capital Advisers, LLC	Hartford	4	$214.4 million	$1.49 billion	adviserinfo.sec.gov
Yhb Investment Advisors Inc	West Hartford	15	$182.3 million	$2.28 billion	adviserinfo.sec.gov
Apella Wealth	West Hartford	90	$179.2 million	$11.07 billion	adviserinfo.sec.gov
Northcoast Asset Management LLC	Stamford	48	$177.3 million	$4.97 billion	adviserinfo.sec.gov
Drake Capital Advisors LLC	Old Greenwich	Fewer than 5	$158.6 million	$713.4 million	adviserinfo.sec.gov
Chilton Investment Company, Inc.	Stamford	Fewer than 5	$155.9 million	$1.32 billion	adviserinfo.sec.gov
K2/D&S Management Co., L.L.C.	Stamford	1	$150.7 million	$6.53 billion	adviserinfo.sec.gov
Sustainable Growth Advisers, LP	Stamford	15	$150.5 million	$16.66 billion	adviserinfo.sec.gov
RMC Investment Advisors	West Hartford	26	$147 million	$1.07 billion	adviserinfo.sec.gov
Rossmore Private Capital, LLC	Glastonbury	11	$129.6 million	$1.92 billion	adviserinfo.sec.gov
Hardman Johnston Global Advisors LLC	Stamford	17	$127.5 million	$8.77 billion	adviserinfo.sec.gov
Connecticut Wealth Management, LLC	Farmington	32	$118.8 million	$4.48 billion	adviserinfo.sec.gov
Sound Shore Management Inc	Greenwich	1	$118.6 million	$3.40 billion	adviserinfo.sec.gov
Hudson Structured Capital Management LTD.	Stamford	Fewer than 5	$117.9 million	$4.03 billion	adviserinfo.sec.gov
A.G.P / Alliance Global Partners	Westport	120	$116.9 million	$2.95 billion	adviserinfo.sec.gov
Investmark Advisory Group LLC	Shelton	92	$113.9 million	$929.7 million	adviserinfo.sec.gov
Avos Capital Management, LLC	Darien	Fewer than 5	$106.8 million	$297.8 million	adviserinfo.sec.gov
Greenwich Advisors, LLC	Greenwich	Fewer than 5	$104.8 million	$293.2 million	adviserinfo.sec.gov
Swiss Finance Private Wealth Management LLC	Southbury	Fewer than 5	$101.2 million	$101.2 million	adviserinfo.sec.gov
Northern Right Capital Management, L.P.	Darien	Fewer than 5	$99.3 million	$552.8 million	adviserinfo.sec.gov
Cramer Rosenthal McGlynn LLC	Stamford	8	$99.2 million	$2.27 billion	adviserinfo.sec.gov
Sr Alternative Credit, LLC	Darien	13	$97.2 million	$247.4 million	adviserinfo.sec.gov
Avity Investment Management Inc.	Greenwich	9	$89.3 million	$2.03 billion	adviserinfo.sec.gov
Clear Harbor Asset Management, LLC	Stamford	18	$76.2 million	$2.05 billion	adviserinfo.sec.gov
Principle Wealth	Madison	17	$76 million	$3.20 billion	adviserinfo.sec.gov
Night Owl Capital Management, LLC	Greenwich	17	$74.6 million	$1.10 billion	adviserinfo.sec.gov
Perryridge Capital LP	Greenwich	Fewer than 5	$63.3 million	$226.6 million	adviserinfo.sec.gov
Beirne.	Darien	10	$62.9 million	$2.26 billion	adviserinfo.sec.gov
Symmetry Partners	Glastonbury	76	$61.3 million	$4.73 billion	adviserinfo.sec.gov
5th Street Advisors, LLC	Southport	4	$49.1 million	$524.5 million	adviserinfo.sec.gov
Tweedy, Browne Company LLC	Stamford	3	$44.2 million	$7.13 billion	adviserinfo.sec.gov
Essex Financial Services, Inc.	Essex	15	$43.5 million	$4.17 billion	adviserinfo.sec.gov
Riskbridge Advisors, LLC	Norwalk	7	$30.9 million	$898.3 million	adviserinfo.sec.gov
Energy Income Partners	Westport	5	$30.7 million	$6.06 billion	adviserinfo.sec.gov
Goodnow Investment Group LLC	Darien	1	$26.5 million	$1.13 billion	adviserinfo.sec.gov
Herbert J. Sims Capital Management, Inc.	Fairfield	12	$25 million	$436.9 million	adviserinfo.sec.gov
Its Asset Management, L.P.	North Haven	12	$25 million	$297.8 million	adviserinfo.sec.gov
Dellora Investments LP	Greenwich	Fewer than 5	$25 million	$148.4 million	adviserinfo.sec.gov
Coastal Bridge Advisors	Westport	24	$24.9 million	$5.02 billion	adviserinfo.sec.gov
Wright Private Asset Management LLC	Shelton	Fewer than 5	$24.9 million	$74.1 million	adviserinfo.sec.gov
Asset Management Group, Inc.	Stamford	2	$24.3 million	$898.3 million	adviserinfo.sec.gov
Integra Global Advisors LLC	Stamford	4	$22.2 million	$684.1 million	adviserinfo.sec.gov
Round Rock Advisors LLC	Wilton	8	$22.1 million	$906.7 million	adviserinfo.sec.gov
Private Capital Advisors, Inc.	Darien	9	$20.8 million	$1.28 billion	adviserinfo.sec.gov
Bourgeon Capital Management LLC	Darien	5	$20.7 million	$1.28 billion	adviserinfo.sec.gov
Birinyi Associates, Inc.	Westport	4	$19.9 million	$471.7 million	adviserinfo.sec.gov
Axiom Investors	Greenwich	Fewer than 5	$17.4 million	$28.06 billion	adviserinfo.sec.gov
Baxter Investment Management	Riverside	7	$17.2 million	$1.17 billion	adviserinfo.sec.gov
Grey Ledge Advisors, LLC	Guilford	33	$16.5 million	$616 million	adviserinfo.sec.gov
Virtus Advisers, LLC	Hartford	Fewer than 5	$15.2 million	$1.42 billion	adviserinfo.sec.gov
Stonebridge Advisors LLC	Wilton	5	$14.4 million	$11.83 billion	adviserinfo.sec.gov
Gilman Hill Asset Management, LLC	New Canaan	Fewer than 5	$13.4 million	$1.24 billion	adviserinfo.sec.gov
JC Capital Advisors Group LLC	Stamford	11	$13 million	$263 million	adviserinfo.sec.gov
Longwall Family Office	Westport	5	$10.4 million	$428.2 million	adviserinfo.sec.gov
Thames Financial Management	Norwich	5	$10.4 million	$315.4 million	adviserinfo.sec.gov
Voya Financial Advisors, Inc.	Windsor	21	$9.2 million	$3.87 billion	adviserinfo.sec.gov
MJP Wealth Advisors	Farmington	Fewer than 5	$8.6 million	$1.56 billion	adviserinfo.sec.gov
Conning Investment Products, Inc.	Hartford	Fewer than 5	$8 million	$572 million	adviserinfo.sec.gov
Wharton Midmarket Investment Advisors Inc	Woodbridge	4	$6.5 million	$231.1 million	adviserinfo.sec.gov
Sullivan Financial, LLC	Essex	3	$6.5 million	$119.1 million	adviserinfo.sec.gov
Trivium Point Advisory, LLC	Wilton	Fewer than 5	$6.3 million	$1.63 billion	adviserinfo.sec.gov
33 Capital Management LLC	Greenwich	2	$5.3 million	$112.7 million	adviserinfo.sec.gov
Mark Sheptoff Financial Planning LLC	Glastonbury	7	$4.8 million	$466.5 million	adviserinfo.sec.gov
Talson Capital Management L.P.	Stamford	1	$4.2 million	$1.06 billion	adviserinfo.sec.gov
Fiscal Wisdom Wealth Management LLC	Canton	15	$4.1 million	$386 million	adviserinfo.sec.gov
Fairfield, Bush & Co.	Darien	5	$4 million	$589 million	adviserinfo.sec.gov
Aspetuck Financial Management LLC	Westport	6	$3.9 million	$178.3 million	adviserinfo.sec.gov
Smith Brothers Financial, LLC	Glastonbury	5	$3.9 million	$1.11 billion	adviserinfo.sec.gov
Fierston Financial Group Inc	West Hartford	5	$3.8 million	$1.04 billion	adviserinfo.sec.gov
Spurstone	Higganum	3	$3.7 million	$192.1 million	adviserinfo.sec.gov
Johnson Brunetti	Wethersfield	6	$3.4 million	$2.78 billion	adviserinfo.sec.gov
HT Partners LLC	Centerbrook	6	$3.4 million	$556.3 million	adviserinfo.sec.gov
Founders Capital Management, LLC	Hartford	1	$3.3 million	$920.3 million	adviserinfo.sec.gov
Warner Wealth	Madison	6	$3.2 million	$458.5 million	adviserinfo.sec.gov
Morse Asset Management, Inc.	Darien	7	$3.2 million	$534.3 million	adviserinfo.sec.gov
New England Capital Financial Advisors LLC	Cheshire	3	$2.8 million	$768 million	adviserinfo.sec.gov
Medallion Wealth Advisors, LLC	Farmington	11	$2.7 million	$516.9 million	adviserinfo.sec.gov
Moneco Advisors	Fairfield	9	$2.4 million	$2.28 billion	adviserinfo.sec.gov
Sovereign Financial Group, Inc.	Stamford	12	$2.1 million	$1.08 billion	adviserinfo.sec.gov
Wright Investors Service Inc	Shelton	Fewer than 5	$2 million	$1.21 billion	adviserinfo.sec.gov
Sagebroadview Wealth Management, LLC	Farmington	Fewer than 5	$1.9 million	$397.2 million	adviserinfo.sec.gov
Agilis Investment Management LLC	Wilton	2	$1.8 million	$123.8 million	adviserinfo.sec.gov
RZH Advisors LLC	Stamford	Fewer than 5	$1.7 million	$2.45 billion	adviserinfo.sec.gov
Toomey Investment Management, Inc	Wallingford	2	$1.6 million	$321 million	adviserinfo.sec.gov
Granite Group Advisors, LLC	Stamford	1	$1.5 million	$829.6 million	adviserinfo.sec.gov
Constitution Investment Advisory and Portfolio Management	Shelton	Fewer than 5	$1.1 million	$241.3 million	adviserinfo.sec.gov
Sightline Wealth Advisors, LLC	Groton	Fewer than 5	$1 million	$354.2 million	adviserinfo.sec.gov
HFM Wealth Management	West Hartford	1	$1 million	$699.6 million	adviserinfo.sec.gov
LCR Wealth Management LLC	Westport	2	$755,077	$151.8 million	adviserinfo.sec.gov
Mullaney Keating & Wright Inc	Middletown	2	$538,916	$391 million	adviserinfo.sec.gov
Pettee Investors Inc	Rowayton	Fewer than 5	$506,794	$191.9 million	adviserinfo.sec.gov
WJ Financial Advisors, LLC	Killingworth	1	$483,762	$203.4 million	adviserinfo.sec.gov
Charter Research & Investment Group Inc	Southport	Fewer than 5	$326,792	$275.1 million	adviserinfo.sec.gov
Granite Islands Private Wealth, LLC	Guilford	5	$240,032	$229.9 million	adviserinfo.sec.gov
N10° Wealth	Greenwich	4	$236,873	$553.1 million	adviserinfo.sec.gov
Catum Advisory Group, LLC.	Wilton	Fewer than 5	$120,000	$128.6 million	adviserinfo.sec.gov
Barron Financial Group, LLP	Torrington	1	$69,796	$199.1 million	adviserinfo.sec.gov
Private Capital Asset Management LLC	Darien	1	$28,682	$13 million	adviserinfo.sec.gov
Jeffrey N. Mehler, CFP LLC	Essex	Fewer than 5	$29	$416.2 million	adviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.