Data / Investment advisers / Connecticut / Mark Sheptoff Financial Planning LLC
Mark Sheptoff Financial Planning LLC, Glastonbury, CT: $467 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mark Sheptoff Financial Planning LLC is an SEC registered investment adviser with its main office in Glastonbury, Connecticut and reports $467 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 108742
- SEC file number
- 801-57744
- SEC status
- Approved, effective July 11, 2000
- Main office
- 703 Hebron Ave 3rd Floor, Glastonbury, CT 06033
- Phone
- (860) 734-1090
- Website
- marksheptoff.com
- Regulatory AUM
- $466,529,463 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $466,529,463
- Accounts
- 771
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 100 | $365.7 million |
| Individuals (other than high net worth individuals) | 135 | $49.2 million |
| Pension and profit sharing plans | 10 | $46.2 million |
| Corporations or other businesses | 7 | $4.8 million |
| Charitable organizations | Fewer than 5 | $638,069 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $466.5 million | March 30, 2026 |
| December 1, 2025 | $428 million | March 27, 2025 |
Other advisers in Glastonbury
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Adviceone Advisory Services, LLC | Glastonbury | $2.05 billion | Not listed | adviserinfo.sec.gov |
| Rossmore Private Capital, LLC | Glastonbury | $1.92 billion | Not listed | adviserinfo.sec.gov |
| Smith Brothers Financial, LLC | Glastonbury | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Empower Financial Advisory, LLC | Glastonbury | $635.8 million | Not listed | adviserinfo.sec.gov |
| Greensledge Asset Management LLC | Glastonbury | $592.8 million | 1 | adviserinfo.sec.gov |
| Briggs Wealth Management, Inc. | Glastonbury | $362 million | Not listed | adviserinfo.sec.gov |
| Somnio Financial Group, LLC | Glastonbury | $168.3 million | Not listed | adviserinfo.sec.gov |
| JK Private Wealth, LLC | Glastonbury | $156.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Glastonbury, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Mark Sheptoff Financial Planning LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.