Data / Investment advisers / Connecticut / Empower Financial Advisory, LLC
Empower Financial Advisory, LLC, Glastonbury, CT: $636 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Empower Financial Advisory, LLC is an SEC registered investment adviser with its main office in Glastonbury, Connecticut and reports $636 million in regulatory assets under management in its Form ADV filed May 6, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Empower Financial Advisory, LLC (CRD number 313968): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 313968
- SEC file number
- 801-121271
- SEC status
- Approved, effective May 21, 2021
- Main office
- 655 Winding Brook Drive, Glastonbury, CT 06033
- Phone
- (860) 494-2600
- Website
- empowerfa.com
- Regulatory AUM
- $635,801,070 in the Form ADV filed May 6, 2026
- Discretionary AUM
- $635,801,070
- Accounts
- 1,508
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 200 | $508.6 million |
| Individuals (other than high net worth individuals) | 90 | $126.9 million |
| Pension and profit sharing plans | 5 | $300,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $635.8 million | February 13, 2026 |
| December 1, 2025 | $535 million | February 7, 2025 |
Other advisers in Glastonbury
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Usi Advisors | Glastonbury | $56.28 billion | Not listed | adviserinfo.sec.gov |
| Symmetry Partners | Glastonbury | $4.73 billion | Not listed | adviserinfo.sec.gov |
| Adviceone Advisory Services, LLC | Glastonbury | $2.05 billion | Not listed | adviserinfo.sec.gov |
| Rossmore Private Capital, LLC | Glastonbury | $1.92 billion | Not listed | adviserinfo.sec.gov |
| Smith Brothers Financial, LLC | Glastonbury | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Greensledge Asset Management LLC | Glastonbury | $592.8 million | 1 | adviserinfo.sec.gov |
| Mark Sheptoff Financial Planning LLC | Glastonbury | $466.5 million | Not listed | adviserinfo.sec.gov |
| Briggs Wealth Management, Inc. | Glastonbury | $362 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Glastonbury, CT
- Investment advisers in Connecticut
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Empower Financial Advisory, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.