Data / Investment advisers / Connecticut / Hartford Investment Management Company
Hartford Investment Management Company, Hartford, CT: $124 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hartford Investment Management Company is an SEC registered investment adviser with its main office in Hartford, Connecticut and reports $124 billion in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include insurance companies, pooled investment vehicles and other investment advisers. It is paid through a percentage of assets under management, fixed fees and other fees. It advises 13 private funds.
The request: Watch Hartford Investment Management Company (CRD number 106699): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 106699
- SEC file number
- 801-53542
- SEC status
- Approved, effective December 31, 1996
- Main office
- One Hartford Plaza, Hartford, CT 06155
- Phone
- (860) 297-6700
- Regulatory AUM
- $123,580,609,371 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $117,543,441,585
- Non discretionary AUM
- $6,037,167,786
- Accounts
- 187
- Employees
- 322, of which 122 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Private funds
- 13: 11 other private funds, 2 liquidity funds
- Gross assets of private funds
- $20,763,800,457
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 44 | $89.29 billion |
| Pooled investment vehicles | 13 | $20.76 billion |
| Other investment advisers | Fewer than 5 | $6.02 billion |
| Pension and profit sharing plans | 5 | $3.87 billion |
| Banking or thrift institutions | Fewer than 5 | $2.96 billion |
| Investment companies | 11 | $389.8 million |
| Corporations or other businesses | Fewer than 5 | $254.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $123.58 billion | March 27, 2026 |
| December 1, 2025 | $114.00 billion | March 27, 2025 |
Other advisers in Hartford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Conning, Inc. | Hartford | $106.90 billion | Not listed | adviserinfo.sec.gov |
| Virtus Investment Advisers, LLC | Hartford | $51.74 billion | Not listed | adviserinfo.sec.gov |
| Virtus Fixed Income Advisers, LLC | Hartford | $34.91 billion | 15 | adviserinfo.sec.gov |
| Bradley Foster & Sargent Inc | Hartford | $9.07 billion | 1 | adviserinfo.sec.gov |
| UBS Realty Investors LLC | Hartford | $2.34 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Hartford, CT
- Investment advisers in Connecticut
- Advisers with Over $100 billion in AUM
- Advisers serving insurance companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Hartford Investment Management Company on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.