Data / Investment advisers / Connecticut / 33 Capital Management LLC
33 Capital Management LLC, Greenwich, CT: $113 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
33 Capital Management LLC is an SEC registered investment adviser with its main office in Greenwich, Connecticut and reports $113 million in regulatory assets under management in its Form ADV filed July 31, 2026. Its clients include pooled investment vehicles, high net worth individuals and other investment advisers. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
The request: Watch 33 Capital Management LLC (CRD number 326780): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 326780
- SEC file number
- 801-128177
- SEC status
- Approved, effective June 20, 2023
- Main office
- One East Putnam Avenue 2nd Floor, Greenwich, CT 06830
- Phone
- (203) 391-9340
- Website
- 33capitalmanagement.com
- Regulatory AUM
- $112,670,347 in the Form ADV filed July 31, 2026
- Discretionary AUM
- $98,881,079
- Non discretionary AUM
- $13,789,268
- Accounts
- 9
- Employees
- 11, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Private funds
- 2: 1 hedge fund, 1 private equity fund
- Gross assets of private funds
- $77,070,873
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $77.1 million |
| High net worth individuals | 2 | $16.4 million |
| Other investment advisers | 1 | $13.9 million |
| Corporations or other businesses | 2 | $5.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $112.7 million | March 31, 2026 |
| December 1, 2025 | $97.1 million | August 20, 2025 |
Other advisers in Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Srep Capital Management, LLC | Greenwich | $157.9 million | 15 | adviserinfo.sec.gov |
| 37spruce Investment Partners, LLC | Greenwich | $150 million | 1 | adviserinfo.sec.gov |
| Dellora Investments LP | Greenwich | $148.4 million | 2 | adviserinfo.sec.gov |
| Eagle Point Enhanced Income Management LLC | Greenwich | $124.1 million | Not listed | adviserinfo.sec.gov |
| Dunham Lane Capital Partners LLC | Greenwich | $117.2 million | Not listed | adviserinfo.sec.gov |
| Oxford Gate Management, LLC | Greenwich | $90.9 million | 1 | adviserinfo.sec.gov |
| Monachil Capital Partners LP | Greenwich | $71.7 million | 2 | adviserinfo.sec.gov |
| Oxford Park Management, LLC | Greenwich | $71.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- 33 Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.