Data / Investment advisers / Connecticut / Swiss Finance Private Wealth Management LLC
Swiss Finance Private Wealth Management LLC, Southbury, CT: $101 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Swiss Finance Private Wealth Management LLC is an SEC registered investment adviser with its main office in Southbury, Connecticut and reports $101 million in regulatory assets under management in its Form ADV filed October 23, 2026. Its clients include corporations and other businesses. It is paid through a percentage of assets under management and fixed fees. It advises 1 private fund.
The request: Watch Swiss Finance Private Wealth Management LLC (CRD number 342936): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 342936
- SEC file number
- 801-137018
- SEC status
- Approved, effective August 5, 2026
- Main office
- 2 Pomperaug Office Park Suite 207, Southbury, CT 06488
- Phone
- (646) 791-6848
- Website
- swissfinancewealth.com
- Regulatory AUM
- $101,191,274 in the Form ADV filed October 23, 2026
- Discretionary AUM
- $101,191,274
- Accounts
- 3
- Employees
- 7, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 1: 1 hedge fund
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | Fewer than 5 | $101.2 million |
Other advisers in Connecticut
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gilman Hill Asset Management, LLC | New Canaan | $1.24 billion | Not listed | adviserinfo.sec.gov |
| Ge Vernova Investment Advisers, LLC | Stamford | $1.24 billion | Not listed | adviserinfo.sec.gov |
| Themes Management Company LLC | Greenwich | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Mountain Point Credit Management LLC | Greenwich | $1.22 billion | 4 | adviserinfo.sec.gov |
| Wright Investors Service Inc | Shelton | $1.21 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Swiss Finance Private Wealth Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.