Data / Investment advisers / Connecticut / Greenwich Wealth Management, LLC
Greenwich Wealth Management, LLC, Greenwich, CT: $3.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Greenwich Wealth Management, LLC is an SEC registered investment adviser with its main office in Greenwich, Connecticut and reports $3.5 billion in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include high net worth individuals, corporations and other businesses and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Greenwich Wealth Management, LLC (CRD number 142820): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 142820
- SEC file number
- 801-68897
- SEC status
- Approved, effective March 20, 2008
- Legal name
- Greenwich Wealth Management LLC
- Main office
- 45 East Putnam Avenue Suite 128, Greenwich, CT 06830
- Phone
- (203) 618-0100
- Website
- greenwichwealth.com
- Regulatory AUM
- $3,518,612,898 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $2,884,239,380
- Non discretionary AUM
- $634,373,518
- Accounts
- 625
- Employees
- 13, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 491 | $2.23 billion |
| Corporations or other businesses | 20 | $1.16 billion |
| Charitable organizations | 10 | $73.3 million |
| Pension and profit sharing plans | 6 | $35.5 million |
| Individuals (other than high net worth individuals) | 98 | $16 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.52 billion | March 25, 2026 |
| December 1, 2025 | $2.71 billion | March 26, 2025 |
Other advisers in Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Prana Capital Management LP | Greenwich | $4.31 billion | 1 | adviserinfo.sec.gov |
| Whitehaven Asset Management, LP | Greenwich | $4.18 billion | 2 | adviserinfo.sec.gov |
| Glade Brook Capital Partners LLC | Greenwich | $3.96 billion | 40 | adviserinfo.sec.gov |
| Sterling Investment Partners Advisers, LLC | Greenwich | $3.94 billion | 6 | adviserinfo.sec.gov |
| Soleus Capital Management, L.P. | Greenwich | $3.66 billion | 12 | adviserinfo.sec.gov |
| Colter Lewis Investment Partners, LLC | Greenwich | $3.41 billion | Not listed | adviserinfo.sec.gov |
| Sound Shore Management Inc | Greenwich | $3.40 billion | 1 | adviserinfo.sec.gov |
| Bharcap Partners, LLC | Greenwich | $3.24 billion | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Greenwich Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.