Data / Investment advisers / California / Charles Schwab Investment Management, Inc
Charles Schwab Investment Management, Inc, San Francisco, CA: $1.7 trillion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Charles Schwab Investment Management, Inc is an SEC registered investment adviser with its main office in San Francisco, California and reports $1.7 trillion in regulatory assets under management in its Form ADV filed October 14, 2026. Its clients include investment companies, individuals and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 106753
- SEC file number
- 801-35905
- SEC status
- Approved, effective January 25, 1990
- Main office
- 425 Market Street Suite 1700, San Francisco, CA 94105
- Phone
- (800) 650-9744
- Website
- thomaspartnersinvestmentmanagement.com
- Regulatory AUM
- $1,721,025,914,896 in the Form ADV filed October 14, 2026
- Discretionary AUM
- $1,697,040,740,565
- Non discretionary AUM
- $23,985,174,331
- Accounts
- 856,597
- Employees
- 946, of which 175 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Other offices
- 167
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 109 | $1.47 trillion |
| Individuals (other than high net worth individuals) | 697,928 | $108.47 billion |
| High net worth individuals | 154,404 | $106.93 billion |
| Pooled investment vehicles | 166 | $24.66 billion |
| Corporations or other businesses | 1,901 | $4.05 billion |
| Pension and profit sharing plans | 1,805 | $1.70 billion |
| Charitable organizations | 264 | $757.5 million |
| Insurance companies | 10 | $420.3 million |
| State or municipal government entities | 10 | $239.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.72 trillion | March 30, 2026 |
| December 1, 2025 | $1.44 trillion | September 23, 2025 |
Other advisers in San Francisco
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Blackrock Fund Advisors | San Francisco | $4.28 trillion | Not listed | adviserinfo.sec.gov |
| Dodge & Cox | San Francisco | $466.56 billion | 2 | adviserinfo.sec.gov |
| KKR Credit Advisors (US) LLC | San Francisco | $270.85 billion | 108 | adviserinfo.sec.gov |
| Iconiq Capital, LLC | San Francisco | $117.53 billion | 354 | adviserinfo.sec.gov |
| Hellman & Friedman LLC | San Francisco | $110.42 billion | 45 | adviserinfo.sec.gov |
| Vista Equity Partners Management, LLC | San Francisco | $106.02 billion | 125 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Francisco, CA
- Investment advisers in California
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving individuals
- Charles Schwab Investment Management, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.