Data / Investment advisers / Serving corporations and other businesses / North Carolina

Investment advisers in North Carolina serving corporations and other businesses: 131 firms

Name: Investment advisers in North Carolina serving corporations and other businesses: Form ADV data
Creator: SpecStream
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Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

131 SEC registered investment advisers with a main office in North Carolina report corporations and other businesses among their clients in Form ADV item 5.D, and together they attribute $48.4 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Sterling Capital Management LLC.

The request: Every investment adviser in North Carolina that serves corporations and other businesses, with AUM, phone and website. $10 of work on sign-up, no card.

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131Advisers
$48.4 billionAUM from this client type
131Advisers over $100 million
November 2, 2026File date

Advisers in North Carolina serving corporations and other businesses

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Sterling Capital Management LLC	Charlotte	271	$15.74 billion	$69.23 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	424	$14.90 billion	$475.78 billion	adviserinfo.sec.gov
Captrust	Raleigh	67	$5.91 billion	$1.24 trillion	adviserinfo.sec.gov
Wells Fargo Investment Institute, Inc.	Charlotte	127	$2.67 billion	$43.00 billion	adviserinfo.sec.gov
Barings LLC	Charlotte	9	$1.94 billion	$392.75 billion	adviserinfo.sec.gov
Wedge Capital Management LLP	Charlotte	22	$1.16 billion	$8.13 billion	adviserinfo.sec.gov
Silverback Asset Management, LLC	Durham	2	$778.8 million	$1.19 billion	adviserinfo.sec.gov
Eton Advisors	Chapel Hill	5	$747.5 million	$1.89 billion	adviserinfo.sec.gov
Allspring Funds Management, LLC	Charlotte	351	$723.1 million	$324.65 billion	adviserinfo.sec.gov
Franklin Street Advisors Inc.	Chapel Hill	16	$567.9 million	$4.53 billion	adviserinfo.sec.gov
Independent Advisor Alliance, LLC	Charlotte	967	$292.4 million	$17.23 billion	adviserinfo.sec.gov
Cardinal Capital Management Inc	Raleigh	7	$233.4 million	$1.03 billion	adviserinfo.sec.gov
Advisorstrust Partners LLC	Raleigh	7	$199.5 million	$435.3 million	adviserinfo.sec.gov
Abs Legacy Partners, LLC	Hickory	8	$180.6 million	$670.8 million	adviserinfo.sec.gov
Delegate Advisors, LLC	Chapel Hill	2	$176.2 million	$1.71 billion	adviserinfo.sec.gov
Smith Salley Wealth Management	Greensboro	25	$170.9 million	$2.89 billion	adviserinfo.sec.gov
Millbank Dartmoor Portsmouth LLC	Asheville	Fewer than 5	$164.4 million	$263.2 million	adviserinfo.sec.gov
Bragg Financial Advisors Inc	Charlotte	36	$153.9 million	$4.67 billion	adviserinfo.sec.gov
Verum Partners LLC	Charlotte	26	$105.9 million	$1.01 billion	adviserinfo.sec.gov
Atlantic Private Wealth, LLC	Chapel Hill	2	$105.8 million	$894 million	adviserinfo.sec.gov
First Oak Wealth Management, LLC	Raleigh	5	$102.2 million	$316.2 million	adviserinfo.sec.gov
Salem Investment Counselors Inc	Winston Salem	23	$100.1 million	$4.19 billion	adviserinfo.sec.gov
Zuraw Financial Advisors, LLC	Greensboro	10	$93.2 million	$519.9 million	adviserinfo.sec.gov
Sheets Smith Wealth Management	Winston Salem	15	$69.7 million	$1.37 billion	adviserinfo.sec.gov
Laurel Wealth Advisors, LLC	Charlotte	16	$58.3 million	$1.11 billion	adviserinfo.sec.gov
Olde Raleigh Financial Group	Raleigh	12	$52.2 million	$565.7 million	adviserinfo.sec.gov
Capital Investment Counsel Inc	Raleigh	33	$51.5 million	$1.02 billion	adviserinfo.sec.gov
Crossgen Wealth LLC	Greenville	11	$50.6 million	$222.8 million	adviserinfo.sec.gov
Novare Capital Management	Charlotte	Fewer than 5	$46.8 million	$1.92 billion	adviserinfo.sec.gov
Blueprint Financial Advisors	Charlotte	40	$45.8 million	$1.41 billion	adviserinfo.sec.gov
Tannin Capital, LLC	Charlotte	10	$44.4 million	$824.9 million	adviserinfo.sec.gov
Eqv Advisory, LLC	Raleigh	3	$42.6 million	$106.8 million	adviserinfo.sec.gov
Capital Investment Advisory Services, LLC	Raleigh	48	$38.9 million	$2.39 billion	adviserinfo.sec.gov
Evergreen Wealth Advisors	Raleigh	14	$38.1 million	$112.5 million	adviserinfo.sec.gov
Hale Partnership Capital Management, LLC	Charlotte	1	$35.8 million	$788.3 million	adviserinfo.sec.gov
Live Oak Private Wealth, LLC	Wilmington	7	$30.4 million	$1.32 billion	adviserinfo.sec.gov
Capital Advisers, Inc.	Raleigh	6	$30 million	$620 million	adviserinfo.sec.gov
1808 Capital Partners	Greensboro	4	$27.6 million	$644.6 million	adviserinfo.sec.gov
Granville Capital, Inc.	Greensboro	7	$26 million	$1.37 billion	adviserinfo.sec.gov
Hamilton Point Investment Advisors, LLC	Chapel Hill	5	$25.8 million	$1.21 billion	adviserinfo.sec.gov
Fund Direct Advisors Inc.	Greensboro	Fewer than 5	$25 million	$593 million	adviserinfo.sec.gov
Piedmont Capital Management, LLC	Greenboro	3	$22.2 million	$495.6 million	adviserinfo.sec.gov
First Citizens Investor Services, Inc.	Raleigh	82	$20.4 million	$2.63 billion	adviserinfo.sec.gov
Guardian Wealth Advisors, LLC	Raleigh	35	$20 million	$2.74 billion	adviserinfo.sec.gov
Physicians Financial Services, Inc.	Raleigh	Fewer than 5	$18.7 million	$482.3 million	adviserinfo.sec.gov
Strathmore Capital Advisors	Charlotte	8	$18.3 million	$805 million	adviserinfo.sec.gov
Carolina Wealth Management, Inc.	Greenville	8	$18 million	$798.5 million	adviserinfo.sec.gov
Founders Financial Alliance, LLC	Raleigh	20	$17.6 million	$1.19 billion	adviserinfo.sec.gov
Cornerstone Wealth	Huntersville	29	$17.3 million	$2.49 billion	adviserinfo.sec.gov
Cordgrass Capital Advisors, LLC	Raleigh	12	$16.8 million	$729.9 million	adviserinfo.sec.gov
Corrum Capital Management LLC	Charlotte	1	$16.3 million	$1.39 billion	adviserinfo.sec.gov
Act Advisors	Asheville	5	$15.7 million	$498.9 million	adviserinfo.sec.gov
Uwharrie Investment Advisors, Inc.	Albemarle	11	$14 million	$337.8 million	adviserinfo.sec.gov
White Oak Wealth Partners	Raleigh	5	$13.2 million	$110.5 million	adviserinfo.sec.gov
Phoenix Wealth Advisors Inc.	Chapel Hill	16	$12.5 million	$641.4 million	adviserinfo.sec.gov
Collegiate Capital Management, Inc.	Raleigh	8	$12.5 million	$653 million	adviserinfo.sec.gov
Crown Wealth Group LLC	Charlotte	3	$12.2 million	$502.4 million	adviserinfo.sec.gov
Fortress Private Ledger, LLC	Raleigh	13	$11.9 million	$584 million	adviserinfo.sec.gov
H. L. Ormond & Company, LLC	Greenville	5	$11.9 million	$401.4 million	adviserinfo.sec.gov
The Pines Wealth Management, LLC	Southern Pines	Fewer than 5	$11.2 million	$485.9 million	adviserinfo.sec.gov
Sparta Wealth Partners	Charlotte	16	$10.6 million	$315.8 million	adviserinfo.sec.gov
Holderness Investments Co	Greensboro	5	$9.9 million	$660.7 million	adviserinfo.sec.gov
Cassia Capital Partners LLC	Winston Salem	Fewer than 5	$9.7 million	$251.2 million	adviserinfo.sec.gov
Tradewinds, LLC	Raleigh	Fewer than 5	$9.1 million	$659.4 million	adviserinfo.sec.gov
Alphastar Capital Management	Cornelius	21	$8.8 million	$2.50 billion	adviserinfo.sec.gov
Tassel Capital Management, Inc	Matthews	5	$8.3 million	$266 million	adviserinfo.sec.gov
Triangle Wealth Management	Raleigh	3	$7.1 million	$1.29 billion	adviserinfo.sec.gov
Lumina Wealth Management, LLC	Wilmington	7	$7 million	$240.2 million	adviserinfo.sec.gov
Forest Capital	Charlotte	2	$6.9 million	$143.2 million	adviserinfo.sec.gov
Whitener Capital Management, Inc	Rocky Mount	4	$6.8 million	$598.5 million	adviserinfo.sec.gov
New Republic Partners	Charlotte	1	$6.7 million	$3.03 billion	adviserinfo.sec.gov
Tilia Fiduciary Partners, Inc.	Wilmington	13	$6.7 million	$403.7 million	adviserinfo.sec.gov
Colton Groome Financial Advisors, LLC	Asheville	7	$5.7 million	$724.9 million	adviserinfo.sec.gov
Broad Reach Capital LLC	Raleigh	4	$5.6 million	$180.5 million	adviserinfo.sec.gov
Tricapital Wealth Management, Inc.	Charlotte	Fewer than 5	$5.6 million	$132.7 million	adviserinfo.sec.gov
Woodard & Co Asset Management Group Inc	Bermuda Run	11	$5 million	$1.17 billion	adviserinfo.sec.gov
Cascades Capital Asset Management, LLC	Greensboro	8	$4.5 million	$383.3 million	adviserinfo.sec.gov
The Financial Legacy Group	Charlotte	2	$4.4 million	$107.3 million	adviserinfo.sec.gov
First Citizens Asset Management, Inc	Raleigh	9	$3.8 million	$465.1 million	adviserinfo.sec.gov
Pendleton Financial Wealth Management	Raleigh	2	$3.6 million	$160 million	adviserinfo.sec.gov
Smith Partners Wealth Management, LLC	Greensboro	1	$3.5 million	$196.1 million	adviserinfo.sec.gov
Old Peak Finance	Chapel Hill	1	$3.4 million	$714.1 million	adviserinfo.sec.gov
BSG Advisers	Apex	8	$2.7 million	$134.8 million	adviserinfo.sec.gov
Absher Wealth Management, LLC	Chapel Hill	7	$2.6 million	$1.26 billion	adviserinfo.sec.gov
Family Wealth Partners, LLC	Matthews	Fewer than 5	$2.4 million	$392.4 million	adviserinfo.sec.gov
Ironsides Asset Advisors, LLC	Rocky Mount	Fewer than 5	$2.4 million	$1.42 billion	adviserinfo.sec.gov
Tar River Wealth Planning, LLC	Louisburg	4	$2.4 million	$401.2 million	adviserinfo.sec.gov
Cannon Advisors	Charlotte	2	$2.1 million	$181.6 million	adviserinfo.sec.gov
Kucharo Wealth	Charlotte	7	$1.8 million	$123.7 million	adviserinfo.sec.gov
The Wealth Group, LTD	Raleigh	Fewer than 5	$1.3 million	$160.2 million	adviserinfo.sec.gov
Sledge and Company Wealth Advisors	High Point	Fewer than 5	$1.2 million	$183.4 million	adviserinfo.sec.gov
Townsend Asset Management Corp.	Raleigh	6	$1.2 million	$479.6 million	adviserinfo.sec.gov
Gragg Financial	Shelby	1	$1.2 million	$215.4 million	adviserinfo.sec.gov
Hayden Harper Wealth Advisory, LLC	Charlotte	Fewer than 5	$1.2 million	$171.1 million	adviserinfo.sec.gov
Wells Financial Management, LLC	Asheville	1	$1.1 million	$132.7 million	adviserinfo.sec.gov
Old North State Wealth Management, LLC	Wilmington	9	$1.1 million	$452.6 million	adviserinfo.sec.gov
Mill Capital Management, LLC	Concord	1	$1.1 million	$1.49 billion	adviserinfo.sec.gov
Armor Investment Advisors, LLC	Raleigh	3	$1 million	$356 million	adviserinfo.sec.gov
Joel Adams and Associates Inc.	Asheville	Fewer than 5	$997,052	$305.6 million	adviserinfo.sec.gov
Front Porch Financial Advisory	Charlotte	1	$915,052	$181.3 million	adviserinfo.sec.gov
Powell Wealth	Cornelius	10	$872,208	$229.2 million	adviserinfo.sec.gov
Aim Advisors, LLC	Raleigh	Fewer than 5	$806,787	$158.2 million	adviserinfo.sec.gov
Altamont Capital Management	Asheville	Fewer than 5	$799,857	$412.3 million	adviserinfo.sec.gov
Hollingsworth Avent Averre & Purvis, Pa	Raleigh	2	$784,425	$177.4 million	adviserinfo.sec.gov
Kuhn Advisors, Inc.	Durham	Fewer than 5	$696,761	$800.8 million	adviserinfo.sec.gov
Spartan Planning Group	Greensboro	3	$660,938	$383.7 million	adviserinfo.sec.gov
Sapere Wealth Management, LLC	Matthews	3	$656,120	$604.8 million	adviserinfo.sec.gov
Omnistar Financial Group, Inc.	Wilmington	1	$645,195	$285.7 million	adviserinfo.sec.gov
Castle Wealth Group	Mooresville	2	$628,622	$106.8 million	adviserinfo.sec.gov
Bluesky Wealth Advisors, LLC	New Bern	1	$574,033	$1.00 billion	adviserinfo.sec.gov
Lifeplan Group	Raleigh	Fewer than 5	$514,276	$326 million	adviserinfo.sec.gov
Reliant Investment Partners, LLC	Pinehurst	3	$506,818	$268.3 million	adviserinfo.sec.gov
Linden Thomas Advisory Services, LLC	Charlotte	5	$497,443	$1.77 billion	adviserinfo.sec.gov
Course Management Investment Advisors, LLC	Pinehurst	1	$419,877	$100.3 million	adviserinfo.sec.gov
Strategic Advisory Partners	Greensboro	2	$383,481	$191.4 million	adviserinfo.sec.gov
Arbor Investment Advisors	Winston Salem	Fewer than 5	$380,069	$1.29 billion	adviserinfo.sec.gov
Hilltop Wealth Advisors, LLC	Chapel Hill	1	$366,226	$635.5 million	adviserinfo.sec.gov
Wealthpoint Advisors	Cramerton	1	$270,311	$147.1 million	adviserinfo.sec.gov
Carolina Financial Advisors, Inc.	Greensboro	1	$260,899	$240.9 million	adviserinfo.sec.gov
Topsail Wealth Management LLC	Charlotte	2	$258,844	$1.31 billion	adviserinfo.sec.gov
ARK Royal Wealth Management LLC	Raleigh	Fewer than 5	$218,000	$169.3 million	adviserinfo.sec.gov
Verity Asset Management	Durham	3	$214,035	$1.15 billion	adviserinfo.sec.gov
IA Network, LLC	Charlotte	Fewer than 5	$79,175	$199.5 million	adviserinfo.sec.gov
Emerald Asset Management, Inc.	Rocky Mount	2	$72,525	$120.8 million	adviserinfo.sec.gov
Blue Financial	Charlotte	Fewer than 5	$61,145	$145.1 million	adviserinfo.sec.gov
Raleigh Capital Management Inc.	Cary	Fewer than 5	$47,230	$397.8 million	adviserinfo.sec.gov
Tarheel Advisors, LLC	Chapel Hill	1	$40,539	$137.8 million	adviserinfo.sec.gov
Dovetail Financial Group LLC	Wilmington	1	$24,356	$298.9 million	adviserinfo.sec.gov
Hobart Wealth	Charlotte	1	$14,627	$558.2 million	adviserinfo.sec.gov
Horizon Financial Services, LLC	Winston Salem	1	$35	$262.4 million	adviserinfo.sec.gov
Masonboro Advisors	Wilmington	Fewer than 5	$11	$206.5 million	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.