Data / Investment advisers / North Carolina / Olde Raleigh Financial Group
Olde Raleigh Financial Group, Raleigh, NC: $566 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Olde Raleigh Financial Group is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $566 million in regulatory assets under management in its Form ADV filed October 27, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Olde Raleigh Financial Group (CRD number 342848): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 342848
- SEC file number
- 801-136622
- SEC status
- 120-Day Approval, effective July 2, 2026
- Legal name
- Ami Enterprises Inc.
- Main office
- 3110 Edwards Mill Road Suite 340, Raleigh, NC 27612
- Phone
- (919) 861-8212
- Regulatory AUM
- $565,722,655 in the Form ADV filed October 27, 2026
- Discretionary AUM
- $565,722,655
- Accounts
- 1,322
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 153 | $427.7 million |
| Individuals (other than high net worth individuals) | 269 | $83.5 million |
| Corporations or other businesses | 12 | $52.2 million |
| Charitable organizations | 5 | $2.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $565.7 million | October 27, 2026 |
| August 3, 2026 | Not listed | July 17, 2026 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cordgrass Capital Advisors, LLC | Raleigh | $729.9 million | Not listed | adviserinfo.sec.gov |
| Tradewinds, LLC | Raleigh | $659.4 million | Not listed | adviserinfo.sec.gov |
| Collegiate Capital Management, Inc. | Raleigh | $653 million | Not listed | adviserinfo.sec.gov |
| Capital Advisers, Inc. | Raleigh | $620 million | Not listed | adviserinfo.sec.gov |
| Fortress Private Ledger, LLC | Raleigh | $584 million | Not listed | adviserinfo.sec.gov |
| Physicians Financial Services, Inc. | Raleigh | $482.3 million | Not listed | adviserinfo.sec.gov |
| Townsend Asset Management Corp. | Raleigh | $479.6 million | Not listed | adviserinfo.sec.gov |
| Sharpvue Capital, LLC | Raleigh | $465.2 million | 12 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Olde Raleigh Financial Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.