Data / Investment advisers / North Carolina / Capital Advisers, Inc.
Capital Advisers, Inc., Raleigh, NC: $620 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capital Advisers, Inc. is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $620 million in regulatory assets under management in its Form ADV filed January 28, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Capital Advisers, Inc. (CRD number 118442): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 118442
- SEC file number
- 801-63487
- SEC status
- Approved, effective September 3, 2004
- Main office
- 100 East Six Forks Road, Suite 250, Raleigh, NC 27609
- Phone
- (919) 865-1930
- Website
- capitaladvisersinc.com
- Regulatory AUM
- $620,000,000 in the Form ADV filed January 28, 2026
- Discretionary AUM
- $620,000,000
- Accounts
- 1,505
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 550 | $370 million |
| High net worth individuals | 60 | $100 million |
| Pension and profit sharing plans | 85 | $65 million |
| Charitable organizations | 22 | $55 million |
| Corporations or other businesses | 6 | $30 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $620 million | January 28, 2026 |
| December 1, 2025 | $503.5 million | March 31, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Capital Investment Counsel Inc | Raleigh | $1.02 billion | Not listed | adviserinfo.sec.gov |
| Ifc Core Investment Management LLC | Raleigh | $742.4 million | Not listed | adviserinfo.sec.gov |
| Cordgrass Capital Advisors, LLC | Raleigh | $729.9 million | Not listed | adviserinfo.sec.gov |
| Tradewinds, LLC | Raleigh | $659.4 million | Not listed | adviserinfo.sec.gov |
| Collegiate Capital Management, Inc. | Raleigh | $653 million | Not listed | adviserinfo.sec.gov |
| Fortress Private Ledger, LLC | Raleigh | $584 million | Not listed | adviserinfo.sec.gov |
| Olde Raleigh Financial Group | Raleigh | $565.7 million | Not listed | adviserinfo.sec.gov |
| Physicians Financial Services, Inc. | Raleigh | $482.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Capital Advisers, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.