Data / Investment advisers / North Carolina / Fortress Private Ledger, LLC
Fortress Private Ledger, LLC, Raleigh, NC: $584 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fortress Private Ledger, LLC is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $584 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Fortress Private Ledger, LLC (CRD number 290298): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 290298
- SEC file number
- 801-118075
- SEC status
- Approved, effective February 18, 2020
- Main office
- 3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612
- Phone
- (919) 322-2761
- Website
- myept.com
- Regulatory AUM
- $583,977,291 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $570,608,372
- Non discretionary AUM
- $13,368,919
- Accounts
- 1,528
- Employees
- 22, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 98 | $260 million |
| Individuals (other than high net worth individuals) | 583 | $212.7 million |
| Pension and profit sharing plans | 10 | $99.3 million |
| Corporations or other businesses | 13 | $11.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $584 million | March 31, 2026 |
| December 1, 2025 | $346.1 million | March 31, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ifc Core Investment Management LLC | Raleigh | $742.4 million | Not listed | adviserinfo.sec.gov |
| Cordgrass Capital Advisors, LLC | Raleigh | $729.9 million | Not listed | adviserinfo.sec.gov |
| Tradewinds, LLC | Raleigh | $659.4 million | Not listed | adviserinfo.sec.gov |
| Collegiate Capital Management, Inc. | Raleigh | $653 million | Not listed | adviserinfo.sec.gov |
| Capital Advisers, Inc. | Raleigh | $620 million | Not listed | adviserinfo.sec.gov |
| Olde Raleigh Financial Group | Raleigh | $565.7 million | Not listed | adviserinfo.sec.gov |
| Physicians Financial Services, Inc. | Raleigh | $482.3 million | Not listed | adviserinfo.sec.gov |
| Townsend Asset Management Corp. | Raleigh | $479.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Fortress Private Ledger, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.