Data / Investment advisers / North Carolina / First Oak Wealth Management, LLC
First Oak Wealth Management, LLC, Raleigh, NC: $316 million AUM, SEC registered investment adviser
First Oak Wealth Management, LLC is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $316 million in regulatory assets under management in its Form ADV filed August 26, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 288316
- SEC file number
- 801-113049
- SEC status
- Approved, effective April 27, 2018
- Main office
- 9131 Anson Way Suite 200, Raleigh, NC 27615
- Phone
- (919) 421-1555
- Regulatory AUM
- $316,173,544 in the Form ADV filed August 26, 2026
- Discretionary AUM
- $316,173,544
- Accounts
- 442
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- August 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 80 | $182.6 million |
| Corporations or other businesses | 5 | $102.2 million |
| Individuals (other than high net worth individuals) | 69 | $21.6 million |
| Charitable organizations | Fewer than 5 | $8.7 million |
| Pension and profit sharing plans | Fewer than 5 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $316.2 million | March 12, 2026 |
| December 1, 2025 | $267.6 million | November 18, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| HCG Fund Management LP | Raleigh | $347.3 million | 10 | adviserinfo.sec.gov |
| Lewis Financial Management, LLC | Raleigh | $338.7 million | Not listed | adviserinfo.sec.gov |
| Advisorengine Portfolio Solutions Inc. | Raleigh | $331.3 million | Not listed | adviserinfo.sec.gov |
| Lifeplan Group | Raleigh | $326 million | Not listed | adviserinfo.sec.gov |
| First Financial Group | Raleigh | $317 million | Not listed | adviserinfo.sec.gov |
| Beacon Financial Strategies Corp. | Raleigh | $309.4 million | Not listed | adviserinfo.sec.gov |
| Beacon Wealthcare LLC | Raleigh | $308.3 million | Not listed | adviserinfo.sec.gov |
| Peace of Mind Wealth Management | Raleigh | $283.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- First Oak Wealth Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.