Data / Investment advisers / North Carolina / Dovetail Financial Group LLC
Dovetail Financial Group LLC, Wilmington, NC: $299 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Dovetail Financial Group LLC is an SEC registered investment adviser with its main office in Wilmington, North Carolina and reports $299 million in regulatory assets under management in its Form ADV filed October 9, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Dovetail Financial Group LLC (CRD number 311298): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 311298
- SEC file number
- 801-119910
- SEC status
- Approved, effective December 9, 2020
- Main office
- 210-4 Avondale Ave, Wilmington, NC 28403
- Phone
- (910) 395-1991
- Website
- dovetailfin.com
- Regulatory AUM
- $298,927,453 in the Form ADV filed October 9, 2026
- Discretionary AUM
- $295,251,165
- Non discretionary AUM
- $3,676,288
- Accounts
- 891
- Employees
- 6, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 300 | $161.1 million |
| High net worth individuals | 41 | $137.8 million |
| Corporations or other businesses | 1 | $24,356 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $298.9 million | March 4, 2026 |
| December 1, 2025 | $258.5 million | May 9, 2025 |
Other advisers in Wilmington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Live Oak Private Wealth, LLC | Wilmington | $1.32 billion | Not listed | adviserinfo.sec.gov |
| Old North State Wealth Management, LLC | Wilmington | $452.6 million | Not listed | adviserinfo.sec.gov |
| Tilia Fiduciary Partners, Inc. | Wilmington | $403.7 million | Not listed | adviserinfo.sec.gov |
| Omnistar Financial Group, Inc. | Wilmington | $285.7 million | Not listed | adviserinfo.sec.gov |
| Lumina Wealth Management, LLC | Wilmington | $240.2 million | Not listed | adviserinfo.sec.gov |
| Counterweight Private Wealth | Wilmington | $207.2 million | Not listed | adviserinfo.sec.gov |
| Masonboro Advisors | Wilmington | $206.5 million | Not listed | adviserinfo.sec.gov |
| Ascendor Wealth, LLC | Wilmington | $145.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wilmington, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Dovetail Financial Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.