Data / Investment advisers / North Carolina / Wilmington
Investment advisers in Wilmington, NC: 11 firms, $3.6 billion in AUM
11 investment advisers have their main office in Wilmington, North Carolina: 10 SEC registered and 1 exempt reporting. The registered advisers report $3.6 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Live Oak Private Wealth, LLC with $1.3 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 11Advisers
- 10SEC registered
- 1Exempt reporting
- $3.6 billionTotal AUM
- 9Advisers over $100 million
- 1Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Live Oak Private Wealth, LLC | Wilmington | $1.32 billion | 1,157 | 12 | Not listed | (844) 469-5679 | adviserinfo.sec.gov | |
| Old North State Wealth Management, LLC | Wilmington | $452.6 million | 1,124 | 6 | Not listed | (910) 509-3800 | adviserinfo.sec.gov | |
| Tilia Fiduciary Partners, Inc. | Wilmington | $403.7 million | 997 | 8 | Not listed | (910) 679-4093 | tiliapartners.com | adviserinfo.sec.gov |
| Dovetail Financial Group LLC | Wilmington | $298.9 million | 891 | 6 | Not listed | (910) 395-1991 | dovetailfin.com | adviserinfo.sec.gov |
| Omnistar Financial Group, Inc. | Wilmington | $285.7 million | 1,077 | 7 | Not listed | (910) 319-7834 | adviserinfo.sec.gov | |
| Lumina Wealth Management, LLC | Wilmington | $240.2 million | 595 | 3 | Not listed | (910) 599-9409 | adviserinfo.sec.gov | |
| Counterweight Private Wealth | Wilmington | $207.2 million | 417 | 3 | Not listed | (919) 726-6124 | adviserinfo.sec.gov | |
| Masonboro Advisors | Wilmington | $206.5 million | 564 | 9 | Not listed | (910) 742-0509 | thecortrogersproject.com | adviserinfo.sec.gov |
| Ascendor Wealth, LLC | Wilmington | $145.6 million | 402 | 6 | Not listed | (910) 790-0122 | adviserinfo.sec.gov | |
| Covenant Venture Capital, LLC | Wilmington | Not listed | Not listed | Not listed | 4 | (212) 220-5745 | covenantventurecapital.com | adviserinfo.sec.gov |
| East Franklin Capital | Wilmington | Not listed | 0 | 1 | Not listed | (919) 360-2537 | adviserinfo.sec.gov |
Advisers in Wilmington that manage private funds
1 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Covenant Venture Capital, LLC | Wilmington | NC | 4 | Not listed | Not listed | 4 | Not listed | $86.1 million | Not listed | adviserinfo.sec.gov |
Newest SEC registrations in Wilmington
1 adviser with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| East Franklin Capital | Wilmington | NC | October 1, 2026 | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.