Data / Investment advisers / North Carolina / Course Management Investment Advisors, LLC
Course Management Investment Advisors, LLC, Pinehurst, NC: $100 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Course Management Investment Advisors, LLC is an SEC registered investment adviser with its main office in Pinehurst, North Carolina and reports $100 million in regulatory assets under management in its Form ADV filed May 14, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Course Management Investment Advisors, LLC (CRD number 306974): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 306974
- SEC file number
- 801-135570
- SEC status
- Approved, effective March 17, 2026
- Main office
- 5 Dowd Cir Suite B, Pinehurst, NC 28374
- Phone
- (910) 621-3371
- Website
- cmiallc.com
- Regulatory AUM
- $100,326,180 in the Form ADV filed May 14, 2026
- Discretionary AUM
- $100,326,180
- Accounts
- 324
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 30 | $55 million |
| Individuals (other than high net worth individuals) | 130 | $44.9 million |
| Corporations or other businesses | 1 | $419,877 |
Other advisers in North Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gragg Financial | Shelby | $215.4 million | Not listed | adviserinfo.sec.gov |
| A4 Wealth Advisors LLC | Huntersville | $213.7 million | Not listed | adviserinfo.sec.gov |
| Gouws Capital LLC | Charlotte | $209.9 million | Not listed | adviserinfo.sec.gov |
| Counterweight Private Wealth | Wilmington | $207.2 million | Not listed | adviserinfo.sec.gov |
| Kenneth Frenke & Co | Arden | $206.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Course Management Investment Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.