Data / Investment advisers / North Carolina / Topsail Wealth Management LLC
Topsail Wealth Management LLC, Charlotte, NC: $1.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Topsail Wealth Management LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $1.3 billion in regulatory assets under management in its Form ADV filed September 18, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Topsail Wealth Management LLC (CRD number 331098): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 331098
- SEC file number
- 801-130245
- SEC status
- Approved, effective May 9, 2024
- Main office
- 10800 Sikes Place Suite 230, Charlotte, NC 28277
- Phone
- (980) 308-9901
- Website
- topsailwealthmanagement.com
- Regulatory AUM
- $1,309,690,152 in the Form ADV filed September 18, 2026
- Discretionary AUM
- $1,309,690,152
- Accounts
- 729
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 127 | $1.22 billion |
| Charitable organizations | 2 | $61.5 million |
| Individuals (other than high net worth individuals) | 79 | $24.4 million |
| Corporations or other businesses | 2 | $258,844 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.31 billion | March 12, 2026 |
| December 1, 2025 | $1.03 billion | September 15, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ally Invest Advisors | Charlotte | $1.73 billion | Not listed | adviserinfo.sec.gov |
| FC Capital Management LLC | Charlotte | $1.61 billion | 7 | adviserinfo.sec.gov |
| MBL Advisors | Charlotte | $1.42 billion | Not listed | adviserinfo.sec.gov |
| Blueprint Financial Advisors | Charlotte | $1.41 billion | Not listed | adviserinfo.sec.gov |
| Corrum Capital Management LLC | Charlotte | $1.39 billion | 15 | adviserinfo.sec.gov |
| Laurel Wealth Advisors, LLC | Charlotte | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Kian Capital Partners, LLC | Charlotte | $1.10 billion | 7 | adviserinfo.sec.gov |
| Providence Capital Advisors, LLC | Charlotte | $1.07 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Topsail Wealth Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.