Data / Investment advisers / North Carolina / Tannin Capital, LLC
Tannin Capital, LLC, Charlotte, NC: $825 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tannin Capital, LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $825 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, other investment advisers and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 304238
- SEC file number
- 801-116787
- SEC status
- Approved, effective June 14, 2019
- Main office
- 1026 Jay Street Suite B153, Charlotte, NC 28208
- Phone
- (704) 552-1082
- Regulatory AUM
- $824,879,157 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $460,192,629
- Non discretionary AUM
- $364,686,528
- Accounts
- 532
- Employees
- 7, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 64 | $130.6 million |
| Other investment advisers | Fewer than 5 | $117 million |
| Corporations or other businesses | 10 | $44.4 million |
| Individuals (other than high net worth individuals) | 16 | $4.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $824.9 million | March 31, 2026 |
| December 1, 2025 | $512.3 million | March 26, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kian Capital Partners, LLC | Charlotte | $1.10 billion | 7 | adviserinfo.sec.gov |
| Providence Capital Advisors, LLC | Charlotte | $1.07 billion | Not listed | adviserinfo.sec.gov |
| Verum Partners LLC | Charlotte | $1.01 billion | Not listed | adviserinfo.sec.gov |
| First Tryon Advisors | Charlotte | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Fca Partners, LLC | Charlotte | $910.3 million | Not listed | adviserinfo.sec.gov |
| Strathmore Capital Advisors | Charlotte | $805 million | Not listed | adviserinfo.sec.gov |
| Hale Partnership Capital Management, LLC | Charlotte | $788.3 million | 7 | adviserinfo.sec.gov |
| SPP Management Services, LLC | Charlotte | $623.6 million | 29 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving other investment advisers
- Tannin Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.