Data / Investment advisers / North Carolina / SPP Management Services, LLC
SPP Management Services, LLC, Charlotte, NC: $624 million AUM, SEC registered investment adviser
SPP Management Services, LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $624 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 29 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 164078
- SEC file number
- 801-108102
- SEC status
- Approved, effective July 19, 2016
- Main office
- 300 South Tryon Street Suite 1210, Charlotte, NC 28202
- Phone
- (704) 654-3400
- Regulatory AUM
- $623,629,612 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $623,629,612
- Accounts
- 29
- Employees
- 23, of which 19 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 29: 24 other private funds, 5 private equity funds
- Gross assets of private funds
- $623,635,669
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 29 | $623.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $623.6 million | March 27, 2026 |
| December 1, 2025 | $546 million | March 27, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| First Tryon Advisors | Charlotte | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Fca Partners, LLC | Charlotte | $910.3 million | Not listed | adviserinfo.sec.gov |
| Tannin Capital, LLC | Charlotte | $824.9 million | Not listed | adviserinfo.sec.gov |
| Strathmore Capital Advisors | Charlotte | $805 million | Not listed | adviserinfo.sec.gov |
| Hale Partnership Capital Management, LLC | Charlotte | $788.3 million | 7 | adviserinfo.sec.gov |
| Alpha Financial Advisors, LLC | Charlotte | $619.3 million | Not listed | adviserinfo.sec.gov |
| Auctus Advisors LLC | Charlotte | $612.9 million | Not listed | adviserinfo.sec.gov |
| Hobart Wealth | Charlotte | $558.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- SPP Management Services, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.