Data / Investment advisers / North Carolina / First Tryon Advisors
First Tryon Advisors, Charlotte, NC: $1 billion AUM, SEC registered investment adviser
First Tryon Advisors is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $1 billion in regulatory assets under management in its Form ADV filed September 24, 2026. Its clients include state and municipal governments and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 332377
- SEC file number
- 801-131148
- SEC status
- Approved, effective September 25, 2024
- Legal name
- Fta Asset Management, LLC
- Main office
- 6101 Carnegie Blvd Suite 210, Charlotte, NC 28209
- Phone
- (704) 926-2453
- Website
- firsttryon.com
- Regulatory AUM
- $1,010,934,630 in the Form ADV filed September 24, 2026
- Discretionary AUM
- $12,082,469
- Non discretionary AUM
- $998,852,161
- Accounts
- 16
- Employees
- 13, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | Fewer than 5 | $883.3 million |
| Charitable organizations | 14 | $127.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.01 billion | March 25, 2026 |
| December 1, 2025 | $123.2 million | August 21, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Topsail Wealth Management LLC | Charlotte | $1.31 billion | Not listed | adviserinfo.sec.gov |
| Laurel Wealth Advisors, LLC | Charlotte | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Kian Capital Partners, LLC | Charlotte | $1.10 billion | 7 | adviserinfo.sec.gov |
| Providence Capital Advisors, LLC | Charlotte | $1.07 billion | Not listed | adviserinfo.sec.gov |
| Verum Partners LLC | Charlotte | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Fca Partners, LLC | Charlotte | $910.3 million | Not listed | adviserinfo.sec.gov |
| Tannin Capital, LLC | Charlotte | $824.9 million | Not listed | adviserinfo.sec.gov |
| Strathmore Capital Advisors | Charlotte | $805 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving charitable organizations
- First Tryon Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.