Data / Investment advisers / North Carolina / Strathmore Capital Advisors
Strathmore Capital Advisors, Charlotte, NC: $805 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Strathmore Capital Advisors is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $805 million in regulatory assets under management in its Form ADV filed September 28, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Strathmore Capital Advisors (CRD number 135008): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 135008
- SEC file number
- 801-106984
- SEC status
- Approved, effective January 4, 2016
- Legal name
- Strathmore Capital Advisors, Inc.
- Main office
- 2825 South Blvd. Suite 350, Charlotte, NC 28209
- Phone
- (704) 364-4241
- Website
- summitfinancialpartner.com
- Regulatory AUM
- $805,034,607 in the Form ADV filed September 28, 2026
- Discretionary AUM
- $789,801,939
- Non discretionary AUM
- $15,232,668
- Accounts
- 1,594
- Employees
- 17, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 7
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 237 | $662.7 million |
| Individuals (other than high net worth individuals) | 256 | $107.4 million |
| Corporations or other businesses | 8 | $18.3 million |
| Charitable organizations | Fewer than 5 | $9 million |
| Pension and profit sharing plans | Fewer than 5 | $7.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $805 million | March 26, 2026 |
| December 1, 2025 | $455.9 million | October 30, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Providence Capital Advisors, LLC | Charlotte | $1.07 billion | Not listed | adviserinfo.sec.gov |
| Verum Partners LLC | Charlotte | $1.01 billion | Not listed | adviserinfo.sec.gov |
| First Tryon Advisors | Charlotte | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Fca Partners, LLC | Charlotte | $910.3 million | Not listed | adviserinfo.sec.gov |
| Tannin Capital, LLC | Charlotte | $824.9 million | Not listed | adviserinfo.sec.gov |
| Hale Partnership Capital Management, LLC | Charlotte | $788.3 million | 7 | adviserinfo.sec.gov |
| SPP Management Services, LLC | Charlotte | $623.6 million | 29 | adviserinfo.sec.gov |
| Alpha Financial Advisors, LLC | Charlotte | $619.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Strathmore Capital Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.