Data / Investment advisers / North Carolina / Hobart Wealth
Hobart Wealth, Charlotte, NC: $558 million AUM, SEC registered investment adviser
Hobart Wealth is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $558 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 168494
- SEC file number
- 801-107338
- SEC status
- Approved, effective February 29, 2016
- Legal name
- Hobart Private Capital, LLC
- Main office
- 7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277
- Phone
- (888) 553-0122
- Regulatory AUM
- $558,230,116 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $554,574,450
- Non discretionary AUM
- $3,655,666
- Accounts
- 2,074
- Employees
- 18, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 558 | $315.5 million |
| High net worth individuals | 167 | $242.6 million |
| Charitable organizations | 1 | $126,742 |
| Corporations or other businesses | 1 | $14,627 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $558.2 million | March 26, 2026 |
| December 1, 2025 | $429.7 million | August 6, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Strathmore Capital Advisors | Charlotte | $805 million | Not listed | adviserinfo.sec.gov |
| Hale Partnership Capital Management, LLC | Charlotte | $788.3 million | 7 | adviserinfo.sec.gov |
| SPP Management Services, LLC | Charlotte | $623.6 million | 29 | adviserinfo.sec.gov |
| Alpha Financial Advisors, LLC | Charlotte | $619.3 million | Not listed | adviserinfo.sec.gov |
| Auctus Advisors LLC | Charlotte | $612.9 million | Not listed | adviserinfo.sec.gov |
| Defender Capital | Charlotte | $510 million | 1 | adviserinfo.sec.gov |
| Capitala Private Advisors, LLC | Charlotte | $505.1 million | 4 | adviserinfo.sec.gov |
| Crown Wealth Group LLC | Charlotte | $502.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Hobart Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.