Data / Investment advisers / North Carolina / First Citizens Asset Management, Inc
First Citizens Asset Management, Inc, Raleigh, NC: $465 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
First Citizens Asset Management, Inc is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $465 million in regulatory assets under management in its Form ADV filed May 27, 2026. Its clients include individuals, high net worth individuals and state and municipal governments. It is paid through a percentage of assets under management.
The request: Watch First Citizens Asset Management, Inc (CRD number 140777): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 140777
- SEC file number
- 801-79917
- SEC status
- Approved, effective June 19, 2014
- Main office
- 8540 Colonnade Center Drive, Raleigh, NC 27615
- Phone
- (800) 229-0205
- Website
- firstcitizens.com
- Regulatory AUM
- $465,065,299 in the Form ADV filed May 27, 2026
- Discretionary AUM
- $435,094,631
- Non discretionary AUM
- $29,970,668
- Accounts
- 1,274
- Employees
- 58, of which 32 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 23
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, civil court actions
- Latest Form ADV filing
- May 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,184 | $292.4 million |
| High net worth individuals | 62 | $90.8 million |
| State or municipal government entities | 6 | $77.4 million |
| Corporations or other businesses | 9 | $3.8 million |
| Charitable organizations | 2 | $564,086 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $465.1 million | March 31, 2026 |
| December 1, 2025 | $167 million | October 23, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fortress Private Ledger, LLC | Raleigh | $584 million | Not listed | adviserinfo.sec.gov |
| Olde Raleigh Financial Group | Raleigh | $565.7 million | Not listed | adviserinfo.sec.gov |
| Physicians Financial Services, Inc. | Raleigh | $482.3 million | Not listed | adviserinfo.sec.gov |
| Townsend Asset Management Corp. | Raleigh | $479.6 million | Not listed | adviserinfo.sec.gov |
| Sharpvue Capital, LLC | Raleigh | $465.2 million | 12 | adviserinfo.sec.gov |
| Pursuit Wealth Strategies, LLC | Raleigh | $457.5 million | Not listed | adviserinfo.sec.gov |
| Advisorstrust Partners LLC | Raleigh | $435.3 million | Not listed | adviserinfo.sec.gov |
| Armor Investment Advisors, LLC | Raleigh | $356 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- First Citizens Asset Management, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.