Data / Investment advisers / North Carolina / Ironsides Asset Advisors, LLC
Ironsides Asset Advisors, LLC, Rocky Mount, NC: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ironsides Asset Advisors, LLC is an SEC registered investment adviser with its main office in Rocky Mount, North Carolina and reports $1.4 billion in regulatory assets under management in its Form ADV filed August 11, 2026. Its clients include high net worth individuals, charitable organizations and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Ironsides Asset Advisors, LLC (CRD number 161683): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 161683
- SEC file number
- 801-77838
- SEC status
- Approved, effective April 9, 2013
- Main office
- 511 Tarrytown Center, Rocky Mount, NC 27804
- Phone
- (252) 443-7041
- Regulatory AUM
- $1,423,876,452 in the Form ADV filed August 11, 2026
- Discretionary AUM
- $578,066,923
- Non discretionary AUM
- $845,809,529
- Accounts
- 872
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 26 | $1.38 billion |
| Charitable organizations | 5 | $36.3 million |
| Corporations or other businesses | Fewer than 5 | $2.4 million |
| Individuals (other than high net worth individuals) | 8 | $1.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.42 billion | February 12, 2026 |
| December 1, 2025 | $1.26 billion | February 19, 2025 |
Other advisers in North Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| FC Capital Management LLC | Charlotte | $1.61 billion | 7 | adviserinfo.sec.gov |
| Financial Symmetry Inc. | Raleigh | $1.54 billion | Not listed | adviserinfo.sec.gov |
| Mill Capital Management, LLC | Concord | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Five Points Capital LLC | Winston-Salem | $1.45 billion | 14 | adviserinfo.sec.gov |
| Oak City Investment Consulting | Wake Forest | $1.43 billion | Not listed | adviserinfo.sec.gov |
| MBL Advisors | Charlotte | $1.42 billion | Not listed | adviserinfo.sec.gov |
| Blueprint Financial Advisors | Charlotte | $1.41 billion | Not listed | adviserinfo.sec.gov |
| Corrum Capital Management LLC | Charlotte | $1.39 billion | 15 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Ironsides Asset Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.