Data / Investment advisers / North Carolina / Oak City Investment Consulting
Oak City Investment Consulting, Wake Forest, NC: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Oak City Investment Consulting is an SEC registered investment adviser with its main office in Wake Forest, North Carolina and reports $1.4 billion in regulatory assets under management in its Form ADV filed July 28, 2026. Its clients include charitable organizations and individuals. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 162220
- SEC file number
- 801-74468
- SEC status
- Approved, effective March 21, 2012
- Legal name
- Oak City Consulting, LLC
- Main office
- 9733 Fonville Rd, Wake Forest, NC 27587
- Phone
- (919) 844-6450
- Website
- oakcityinvestmentconsulting.com
- Regulatory AUM
- $1,431,568,150 in the Form ADV filed July 28, 2026
- Discretionary AUM
- $170,972,542
- Non discretionary AUM
- $1,260,595,608
- Accounts
- 336
- Employees
- 6, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 14 | $1.41 billion |
| Individuals (other than high net worth individuals) | 32 | $20 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.43 billion | March 11, 2026 |
| December 1, 2025 | $1.26 billion | March 14, 2025 |
Other advisers in North Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Delegate Advisors, LLC | Chapel Hill | $1.71 billion | 1 | adviserinfo.sec.gov |
| FC Capital Management LLC | Charlotte | $1.61 billion | 7 | adviserinfo.sec.gov |
| Financial Symmetry Inc. | Raleigh | $1.54 billion | Not listed | adviserinfo.sec.gov |
| Mill Capital Management, LLC | Concord | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Five Points Capital LLC | Winston-Salem | $1.45 billion | 14 | adviserinfo.sec.gov |
| Ironsides Asset Advisors, LLC | Rocky Mount | $1.42 billion | Not listed | adviserinfo.sec.gov |
| MBL Advisors | Charlotte | $1.42 billion | Not listed | adviserinfo.sec.gov |
| Blueprint Financial Advisors | Charlotte | $1.41 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving charitable organizations
- Advisers serving individuals
- Oak City Investment Consulting on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.