Data / Investment advisers / North Carolina / Phoenix Wealth Advisors Inc.
Phoenix Wealth Advisors Inc., Chapel Hill, NC: $641 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Phoenix Wealth Advisors Inc. is an SEC registered investment adviser with its main office in Chapel Hill, North Carolina and reports $641 million in regulatory assets under management in its Form ADV filed October 9, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 118412
- SEC file number
- 801-60793
- SEC status
- Approved, effective December 14, 2001
- Main office
- 100 Europa Drive Suite 390, Chapel Hill, NC 27517
- Phone
- (919) 929-4448
- Website
- pfinx.com
- Regulatory AUM
- $641,416,303 in the Form ADV filed October 9, 2026
- Discretionary AUM
- $609,735,521
- Non discretionary AUM
- $31,680,782
- Accounts
- 1,593
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 545 | $421.2 million |
| Individuals (other than high net worth individuals) | 993 | $197 million |
| Corporations or other businesses | 16 | $12.5 million |
| Pension and profit sharing plans | 38 | $9.1 million |
| Banking or thrift institutions | Fewer than 5 | $1.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $641.4 million | February 17, 2026 |
| December 1, 2025 | $551 million | March 26, 2025 |
Other advisers in Chapel Hill
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Absher Wealth Management, LLC | Chapel Hill | $1.26 billion | Not listed | adviserinfo.sec.gov |
| Hamilton Point Investment Advisors, LLC | Chapel Hill | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Atlantic Private Wealth, LLC | Chapel Hill | $894 million | Not listed | adviserinfo.sec.gov |
| Old Peak Finance | Chapel Hill | $714.1 million | Not listed | adviserinfo.sec.gov |
| Woodward Financial Advisors, Inc. | Chapel Hill | $641.5 million | Not listed | adviserinfo.sec.gov |
| Hilltop Wealth Advisors, LLC | Chapel Hill | $635.5 million | Not listed | adviserinfo.sec.gov |
| Safe Harbor Family Capital, LLC | Chapel Hill | $613.9 million | Not listed | adviserinfo.sec.gov |
| Amphora Wealth Management, LLC | Chapel Hill | $196.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chapel Hill, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Phoenix Wealth Advisors Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.