Data / Investment advisers / North Carolina / Safe Harbor Family Capital, LLC
Safe Harbor Family Capital, LLC, Chapel Hill, NC: $614 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Safe Harbor Family Capital, LLC is an SEC registered investment adviser with its main office in Chapel Hill, North Carolina and reports $614 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include charitable organizations and high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 317547
- SEC file number
- 801-122963
- SEC status
- Approved, effective January 3, 2022
- Main office
- 123 West Franklin Street Suite 540, Chapel Hill, NC 27516
- Phone
- (919) 537-7110
- Regulatory AUM
- $613,856,599 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $352,880,500
- Non discretionary AUM
- $260,976,099
- Accounts
- 235
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 2 | $386.4 million |
| High net worth individuals | 10 | $227.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $613.9 million | March 24, 2026 |
| December 1, 2025 | $545.8 million | October 24, 2025 |
Other advisers in Chapel Hill
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Atlantic Private Wealth, LLC | Chapel Hill | $894 million | Not listed | adviserinfo.sec.gov |
| Old Peak Finance | Chapel Hill | $714.1 million | Not listed | adviserinfo.sec.gov |
| Woodward Financial Advisors, Inc. | Chapel Hill | $641.5 million | Not listed | adviserinfo.sec.gov |
| Phoenix Wealth Advisors Inc. | Chapel Hill | $641.4 million | Not listed | adviserinfo.sec.gov |
| Hilltop Wealth Advisors, LLC | Chapel Hill | $635.5 million | Not listed | adviserinfo.sec.gov |
| Amphora Wealth Management, LLC | Chapel Hill | $196.2 million | Not listed | adviserinfo.sec.gov |
| Frazier Financial Consultants, LLC | Chapel Hill | $196 million | Not listed | adviserinfo.sec.gov |
| Tarheel Advisors, LLC | Chapel Hill | $137.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chapel Hill, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving charitable organizations
- Advisers serving high net worth individuals
- Safe Harbor Family Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.