Data / Investment advisers / North Carolina / Bragg Financial Advisors Inc
Bragg Financial Advisors Inc, Charlotte, NC: $4.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Bragg Financial Advisors Inc is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $4.7 billion in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include high net worth individuals, investment companies and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 108780
- SEC file number
- 801-56890
- SEC status
- Approved, effective October 12, 1999
- Main office
- 1031 South Caldwell St Suite 200, Charlotte, NC 28203
- Phone
- (704) 377-0261
- Website
- braggfinancial.com
- Regulatory AUM
- $4,671,122,824 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $4,671,122,824
- Accounts
- 1,613
- Employees
- 39, of which 15 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 743 | $3.09 billion |
| Investment companies | 2 | $1.11 billion |
| Individuals (other than high net worth individuals) | 794 | $253 million |
| Corporations or other businesses | 36 | $153.9 million |
| Charitable organizations | 38 | $61.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.67 billion | March 10, 2026 |
| December 1, 2025 | $3.90 billion | October 29, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Horizon Investments LLC | Charlotte | $8.47 billion | Not listed | adviserinfo.sec.gov |
| Asana Partners, LP | Charlotte | $8.35 billion | 9 | adviserinfo.sec.gov |
| Wedge Capital Management LLP | Charlotte | $8.13 billion | Not listed | adviserinfo.sec.gov |
| Pamlico Capital | Charlotte | $5.30 billion | 7 | adviserinfo.sec.gov |
| Alumina Investment Management | Charlotte | $5.26 billion | Not listed | adviserinfo.sec.gov |
| Falfurrias Management Partners LP | Charlotte | $3.71 billion | 6 | adviserinfo.sec.gov |
| Biltmore Family Office, LLC | Charlotte | $3.47 billion | Not listed | adviserinfo.sec.gov |
| Colony Family Offices, LLC | Charlotte | $3.36 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving investment companies
- Bragg Financial Advisors Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.