Data / Investment advisers / North Carolina / Colony Family Offices, LLC
Colony Family Offices, LLC, Charlotte, NC: $3.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Colony Family Offices, LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $3.4 billion in regulatory assets under management in its Form ADV filed August 10, 2026. Its clients include high net worth individuals and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Colony Family Offices, LLC (CRD number 167017): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 167017
- SEC file number
- 801-77764
- SEC status
- Approved, effective March 19, 2013
- Main office
- 4250 Congress Street Suite 175, Charlotte, NC 28209
- Phone
- (704) 285-7300
- Website
- colonyfamilyoffices.com
- Regulatory AUM
- $3,362,394,020 in the Form ADV filed August 10, 2026
- Discretionary AUM
- $3,316,138,803
- Non discretionary AUM
- $46,255,217
- Accounts
- 1,048
- Employees
- 16, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 631 | $3.22 billion |
| Charitable organizations | 25 | $139 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $3.36 billion | February 25, 2026 |
| December 1, 2025 | $2.99 billion | March 18, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pamlico Capital | Charlotte | $5.30 billion | 7 | adviserinfo.sec.gov |
| Alumina Investment Management | Charlotte | $5.26 billion | Not listed | adviserinfo.sec.gov |
| Bragg Financial Advisors Inc | Charlotte | $4.67 billion | Not listed | adviserinfo.sec.gov |
| Falfurrias Management Partners LP | Charlotte | $3.71 billion | 6 | adviserinfo.sec.gov |
| Biltmore Family Office, LLC | Charlotte | $3.47 billion | Not listed | adviserinfo.sec.gov |
| New Republic Partners | Charlotte | $3.03 billion | 13 | adviserinfo.sec.gov |
| Novare Capital Management | Charlotte | $1.92 billion | Not listed | adviserinfo.sec.gov |
| Carousel Capital Management Company, L.P. | Charlotte | $1.91 billion | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Colony Family Offices, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.