Data / Investment advisers / North Carolina / Alumina Investment Management
Alumina Investment Management, Charlotte, NC: $5.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Alumina Investment Management is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $5.3 billion in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include banks and thrifts. It is paid through fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 164273
- SEC file number
- 801-76782
- SEC status
- Approved, effective July 2, 2012
- Legal name
- Alumina Investment Management, LLC
- Main office
- 5950 Fairview Rd Suite 315, Charlotte, NC 28210
- Phone
- (980) 233-3000
- Regulatory AUM
- $5,262,418,590 in the Form ADV filed March 27, 2026
- Non discretionary AUM
- $5,262,418,590
- Accounts
- 1
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | Fewer than 5 | $5.26 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.26 billion | March 27, 2026 |
| December 1, 2025 | $14.68 billion | February 27, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ridgemont Partners Management, LLC | Charlotte | $10.26 billion | 32 | adviserinfo.sec.gov |
| Horizon Investments LLC | Charlotte | $8.47 billion | Not listed | adviserinfo.sec.gov |
| Asana Partners, LP | Charlotte | $8.35 billion | 9 | adviserinfo.sec.gov |
| Wedge Capital Management LLP | Charlotte | $8.13 billion | Not listed | adviserinfo.sec.gov |
| Pamlico Capital | Charlotte | $5.30 billion | 7 | adviserinfo.sec.gov |
| Bragg Financial Advisors Inc | Charlotte | $4.67 billion | Not listed | adviserinfo.sec.gov |
| Falfurrias Management Partners LP | Charlotte | $3.71 billion | 6 | adviserinfo.sec.gov |
| Biltmore Family Office, LLC | Charlotte | $3.47 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving banks and thrifts
- Alumina Investment Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.