Data / Investment advisers / North Carolina / Broad Reach Capital LLC
Broad Reach Capital LLC, Raleigh, NC: $180 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Broad Reach Capital LLC is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $180 million in regulatory assets under management in its Form ADV filed May 21, 2026. Its clients include insurance companies, corporations and other businesses and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Broad Reach Capital LLC (CRD number 144686): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 144686
- SEC file number
- 801-130959
- SEC status
- Approved, effective August 21, 2024
- Main office
- 1101 Haynes St Suite 213, Raleigh, NC 27604
- Phone
- (919) 309-9325
- Website
- broadreachpartnersllc.com
- Regulatory AUM
- $180,469,462 in the Form ADV filed May 21, 2026
- Discretionary AUM
- $180,469,462
- Accounts
- 25
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 9 | $172.1 million |
| Corporations or other businesses | 4 | $5.6 million |
| High net worth individuals | 6 | $2.2 million |
| Individuals (other than high net worth individuals) | 3 | $586,025 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $180.5 million | February 9, 2026 |
| December 1, 2025 | $126 million | March 13, 2025 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Peace of Mind Wealth Management | Raleigh | $283.3 million | Not listed | adviserinfo.sec.gov |
| Modern Capital Advisors, LLC | Raleigh | $254.8 million | Not listed | adviserinfo.sec.gov |
| BD Investment Partners, LLC | Raleigh | $223.7 million | 3 | adviserinfo.sec.gov |
| Charter Wealth Management | Raleigh | $195.6 million | Not listed | adviserinfo.sec.gov |
| Ridgeline Wealth Advisors, LLC. | Raleigh | $189 million | Not listed | adviserinfo.sec.gov |
| Hollingsworth Avent Averre & Purvis, Pa | Raleigh | $177.4 million | Not listed | adviserinfo.sec.gov |
| ARK Royal Wealth Management LLC | Raleigh | $169.3 million | Not listed | adviserinfo.sec.gov |
| The Wealth Group, LTD | Raleigh | $160.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving insurance companies
- Advisers serving corporations and other businesses
- Broad Reach Capital LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.