Data / Investment advisers / North Carolina / Modern Capital Advisors, LLC
Modern Capital Advisors, LLC, Raleigh, NC: $255 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Modern Capital Advisors, LLC is an SEC registered investment adviser with its main office in Raleigh, North Carolina and reports $255 million in regulatory assets under management in its Form ADV filed April 2, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 131117
- SEC file number
- 801-72611
- SEC status
- Approved, effective July 26, 2011
- Main office
- 7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617
- Phone
- (800) 440-0442
- Website
- moderncap.com
- Regulatory AUM
- $254,815,027 in the Form ADV filed April 2, 2026
- Discretionary AUM
- $15,141,673
- Non discretionary AUM
- $239,673,354
- Accounts
- 1,221
- Employees
- 19, of which 18 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- April 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,188 | $239.7 million |
| High net worth individuals | 33 | $15.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $254.8 million | April 2, 2026 |
| December 1, 2025 | $285.4 million | March 29, 2024 |
Other advisers in Raleigh
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| First Financial Group | Raleigh | $317 million | Not listed | adviserinfo.sec.gov |
| First Oak Wealth Management, LLC | Raleigh | $316.2 million | Not listed | adviserinfo.sec.gov |
| Beacon Financial Strategies Corp. | Raleigh | $309.4 million | Not listed | adviserinfo.sec.gov |
| Beacon Wealthcare LLC | Raleigh | $308.3 million | Not listed | adviserinfo.sec.gov |
| Peace of Mind Wealth Management | Raleigh | $283.3 million | Not listed | adviserinfo.sec.gov |
| BD Investment Partners, LLC | Raleigh | $223.7 million | 3 | adviserinfo.sec.gov |
| Charter Wealth Management | Raleigh | $195.6 million | Not listed | adviserinfo.sec.gov |
| Ridgeline Wealth Advisors, LLC. | Raleigh | $189 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Raleigh, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Modern Capital Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.