Data / Investment advisers / North Carolina / Sheets Smith Wealth Management
Sheets Smith Wealth Management, Winston Salem, NC: $1.4 billion AUM, SEC registered investment adviser
Sheets Smith Wealth Management is an SEC registered investment adviser with its main office in Winston Salem, North Carolina and reports $1.4 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 105710
- SEC file number
- 801-31437
- SEC status
- Approved, effective February 12, 1988
- Main office
- 120 Club Oaks Court Suite 200, Winston Salem, NC 27104
- Phone
- (336) 765-2020
- Website
- sheetssmith.com
- Regulatory AUM
- $1,365,130,877 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $1,365,130,877
- Accounts
- 1,070
- Employees
- 15, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 174 | $1.17 billion |
| Individuals (other than high net worth individuals) | 208 | $73 million |
| Corporations or other businesses | 15 | $69.7 million |
| Pension and profit sharing plans | 5 | $22.3 million |
| Charitable organizations | 5 | $17.9 million |
| Other investment advisers | 16 | $11.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.37 billion | March 30, 2026 |
| December 1, 2025 | $1.24 billion | March 3, 2025 |
Other advisers in Winston-Salem
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Salem Investment Counselors Inc | Winston Salem | $4.19 billion | Not listed | adviserinfo.sec.gov |
| Verger Capital Management | Winston-Salem | $3.28 billion | 1 | adviserinfo.sec.gov |
| Five Points Capital LLC | Winston-Salem | $1.45 billion | 14 | adviserinfo.sec.gov |
| Arbor Investment Advisors | Winston Salem | $1.29 billion | Not listed | adviserinfo.sec.gov |
| Semmax Financial Advisors, Inc. | Winston-Salem | $495.4 million | Not listed | adviserinfo.sec.gov |
| Three Magnolias Financial Advisors | Winston Salem | $487.1 million | Not listed | adviserinfo.sec.gov |
| Timonier | Winston Salem | $450.3 million | Not listed | adviserinfo.sec.gov |
| Horizon Financial Services, LLC | Winston Salem | $262.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Winston-Salem, NC
- Investment advisers in North Carolina
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Sheets Smith Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.