Data / Investment advisers / North Carolina / Whitener Capital Management, Inc
Whitener Capital Management, Inc, Rocky Mount, NC: $598 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Whitener Capital Management, Inc is an SEC registered investment adviser with its main office in Rocky Mount, North Carolina and reports $598 million in regulatory assets under management in its Form ADV filed February 24, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Whitener Capital Management, Inc (CRD number 106865): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 106865
- SEC file number
- 801-31219
- SEC status
- Approved, effective December 31, 1987
- Main office
- 3993 Sunset Avenue, Rocky Mount, NC 27804
- Phone
- (252) 972-8909
- Regulatory AUM
- $598,471,988 in the Form ADV filed February 24, 2026
- Discretionary AUM
- $566,294,885
- Non discretionary AUM
- $32,177,103
- Accounts
- 1,628
- Employees
- 9, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 237 | $386.8 million |
| Individuals (other than high net worth individuals) | 563 | $137.9 million |
| Pension and profit sharing plans | 25 | $50 million |
| Corporations or other businesses | 4 | $6.8 million |
| Charitable organizations | 4 | $4.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $598.5 million | February 24, 2026 |
| December 1, 2025 | $506.1 million | April 28, 2025 |
Other advisers in North Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Capital Advisers, Inc. | Raleigh | $620 million | Not listed | adviserinfo.sec.gov |
| Alpha Financial Advisors, LLC | Charlotte | $619.3 million | Not listed | adviserinfo.sec.gov |
| Safe Harbor Family Capital, LLC | Chapel Hill | $613.9 million | Not listed | adviserinfo.sec.gov |
| Auctus Advisors LLC | Charlotte | $612.9 million | Not listed | adviserinfo.sec.gov |
| Sapere Wealth Management, LLC | Matthews | $604.8 million | 6 | adviserinfo.sec.gov |
| Fund Direct Advisors Inc. | Greensboro | $593 million | Not listed | adviserinfo.sec.gov |
| Fortress Private Ledger, LLC | Raleigh | $584 million | Not listed | adviserinfo.sec.gov |
| Olde Raleigh Financial Group | Raleigh | $565.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Whitener Capital Management, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.