Data / Investment advisers / North Carolina / Tricapital Wealth Management, Inc.
Tricapital Wealth Management, Inc., Charlotte, NC: $133 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tricapital Wealth Management, Inc. is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $133 million in regulatory assets under management in its Form ADV filed March 3, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Tricapital Wealth Management, Inc. (CRD number 118788): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 118788
- SEC file number
- 801-123572
- SEC status
- Approved, effective March 31, 2022
- Main office
- Three South Executive Park 6115 Park South Drive, Suite 330, Charlotte, NC 28210
- Phone
- (704) 571-8778
- Website
- tricapitaladvisors.com
- Regulatory AUM
- $132,704,661 in the Form ADV filed March 3, 2026
- Discretionary AUM
- $127,162,321
- Non discretionary AUM
- $5,542,340
- Accounts
- 192
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 50 | $92.3 million |
| Individuals (other than high net worth individuals) | 75 | $34.9 million |
| Corporations or other businesses | Fewer than 5 | $5.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $132.7 million | March 3, 2026 |
| December 1, 2025 | $118.7 million | March 27, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hayden Harper Wealth Advisory, LLC | Charlotte | $171.1 million | 2 | adviserinfo.sec.gov |
| BP Asset Management Inc. | Charlotte | $155.3 million | 2 | adviserinfo.sec.gov |
| Blue Financial | Charlotte | $145.1 million | Not listed | adviserinfo.sec.gov |
| Forest Capital | Charlotte | $143.2 million | Not listed | adviserinfo.sec.gov |
| Calamita Wealth Management | Charlotte | $138.2 million | Not listed | adviserinfo.sec.gov |
| Kucharo Wealth | Charlotte | $123.7 million | Not listed | adviserinfo.sec.gov |
| The Financial Legacy Group | Charlotte | $107.3 million | Not listed | adviserinfo.sec.gov |
| Indexperts, LLC | Charlotte | $100.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Tricapital Wealth Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.